PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

43 hedge funds and large institutions have $15.5M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2024 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-3
Holders Change %
-6.52%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PI
PFG Investments
New York
+$921K
2
WAM
Wolverine Asset Management
Illinois
+$244K
3
CA
Cetera Advisors
Colorado
+$187K
4
SIA
Sit Investment Associates
Minnesota
+$142K
5
AA
AQR Arbitrage
Connecticut
+$125K

Top Sellers

1
SCM
Saba Capital Management
New York
-$1.15M
2
Morgan Stanley
Morgan Stanley
New York
-$694K
3
Mariner
Mariner
Kansas
-$97.5K
4
FMN
Financial Management Network
California
-$90.4K
5
QWM
Quaker Wealth Management
New Jersey
-$87.1K
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
26
Sit Investment Associates
Minnesota
$142K +$142K +16,772 New
OWA
27
ORBA Wealth Advisors
Illinois
$118K – – –
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$107K +$473 +56 +0.4%
Millennium Management
29
Millennium Management
New York
$106K – – –
RL
30
RPO LLC
Connecticut
$104K – – –
MFWP
31
Mosaic Family Wealth Partners
Missouri
$99.8K – – –
SCM
32
Saba Capital Management
New York
$94.5K -$1.15M -136,605 -92%
Stifel Financial
33
Stifel Financial
Missouri
$90.8K – – –
RCA
34
Resonant Capital Advisors
Wisconsin
$84.4K – – –
UBS Group
35
UBS Group
Switzerland
$67.5K -$77.3K -9,164 -53%
SAM
36
S.A. Mason
Michigan
$59.1K – – –
AWM
37
Atticus Wealth Management
Florida
$22.4K +$481 +57 +2%
WBC
38
West Branch Capital
Massachusetts
$17.9K +$219 +26 +1%
FDCDDQ
39
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11K – – –
CA
40
CoreCap Advisors
Michigan
$8.44K +$8.44K +1,000 New
BFEC
41
Benjamin F. Edwards & Company
Missouri
$5K – – –
Bessemer Group
42
Bessemer Group
New Jersey
$3K +$3K +394 New
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$2K -$5.15K -584 -72%
IAIM
44
International Assets Investment Management
Florida
– -$2.82K -22,415 Closed
Mariner
45
Mariner
Kansas
– -$97.5K -12,250 Closed
FMN
46
Financial Management Network
California
– -$90.4K -11,190 Closed
QWM
47
Quaker Wealth Management
New Jersey
– -$87.1K -10,936 Closed
JPMorgan Chase & Co
48
JPMorgan Chase & Co
New York
– -$29.3K -3,676 Closed
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
– -$20K -2,518 Closed
Fidelity Investments
50
Fidelity Investments
Massachusetts
– -$8 -1 Closed
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