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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

41 hedge funds and large institutions have $12M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2021 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 8

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

13% more capital invested

Capital invested by funds: $10.7M → $12M (+$1.36M)

3% more funds holding

Funds holding: 4041 (+1)

0.64% more ownership

Funds ownership: 6.76%7.39% (+0.64%)

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
16
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AF
26
Advisornet Financial
Minnesota
$139K
Stifel Financial
27
Stifel Financial
Missouri
$137K +$136K +10,760 New
PCM
28
Poehling Capital Management
Wisconsin
$128K
SAM
29
S.A. Mason
Michigan
$89K
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$73K +$886 +70 +1%
APA
31
American Portfolios Advisors
New York
$49K +$557 +44 +1%
FFWM
32
Future Financial Wealth Management
Ohio
$40K +$39.6K +3,131 New
SCA
33
Snowden Capital Advisors
New York
$29K +$28.8K +2,275 New
FDCDDQ
34
Federation des caisses Desjardins du Quebec
Quebec, Canada
$16.6K
WBC
35
West Branch Capital
Massachusetts
$13K
CA
36
CoreCap Advisors
Michigan
$13K +$12.7K +1,000 New
HI
37
Harbour Investments
Wisconsin
$10K -$6.96K -550 -41%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$8K
US Bancorp
39
US Bancorp
Minnesota
$5K -$1.85K -146 -28%
GWM
40
Geneos Wealth Management
Colorado
$5K
NFG
41
Next Financial Group
Texas
$4K
WAM
42
Wolverine Asset Management
Illinois
-$187K -14,643 Closed
OA
43
Oxbow Advisors
Texas
-$137K -10,685 Closed
Bessemer Group
44
Bessemer Group
New Jersey
-$115K -9,000 Closed
FCM
45
Firestone Capital Management
Florida
-$13K -1,000 Closed
CI
46
CX Institutional
Indiana
-$7K -560 Closed

PFO Hedge Fund Activity: Q4 2021 in Review

41 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q4 2021, worth a combined $12M — up 13% from $10.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFO positions and 5 closed out — a net gain of 2 holders — while 16 added to existing stakes and 8 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $371K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $187K sold.

  • 41 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q4 2021, up from 40 in Q3 2021.
  • Funds reported $12M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q4 2021, up 13% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q4 2021 and 5 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q4 2021 was Osaic Holdings, an estimated $371K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q4 2021 was Wolverine Asset Management, an estimated $187K sold.

Based on aggregated 13F filings for Q4 2021.