PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

41 hedge funds and large institutions have $11.6M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VCWA
Vanguard Capital Wealth Advisors
Colorado
+$400K
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$241K
3
Morgan Stanley
Morgan Stanley
New York
+$137K
4
LPL Financial
LPL Financial
California
+$82.5K
5
Bank of America
Bank of America
North Carolina
+$56.5K

Top Sellers

1
PAG
Private Advisor Group
New Jersey
-$1.02M
2
QWM
Quaker Wealth Management
New Jersey
-$175K
3
KAS
Kestra Advisory Services
Texas
-$152K
4
UBS Group
UBS Group
Switzerland
-$83.3K
5
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
-$73.8K
Name Holding Trade Value Shares
Change 		Shares
Change %
OA
26
Oxbow Advisors
Texas
$144K – – –
SAG
27
Spotlight Asset Group
Illinois
$141K – – –
Northwestern Mutual Wealth Management
28
Northwestern Mutual Wealth Management
Wisconsin
$138K +$13.2K +1,005 +11%
PCM
29
Poehling Capital Management
Wisconsin
$132K – – –
Bank of America
30
Bank of America
North Carolina
$122K +$56.5K +4,296 +86%
SAM
31
S.A. Mason
Michigan
$92K – – –
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$71K – – –
SPIA
33
Steward Partners Investment Advisory
New York
$53.9K +$53.9K +4,095 New
APA
34
American Portfolios Advisors
New York
$49K +$10.7K +814 +28%
HI
35
Harbour Investments
Wisconsin
$18K +$18K +1,350 New
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$17.1K – – –
FCM
37
Firestone Capital Management
Florida
$13K – – –
GWM
38
Geneos Wealth Management
Colorado
$12K – – –
BFEC
39
Benjamin F. Edwards & Company
Missouri
$9K – – –
APWM
40
Atlas Private Wealth Management
New York
$1K +$1K +86 New
QWM
41
Quaker Wealth Management
New Jersey
– -$175K -13,320 Closed
KAS
42
Kestra Advisory Services
Texas
– -$152K -11,745 Closed
PWM
43
Perigon Wealth Management
California
– -$43K -3,290 Closed
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