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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$98K +$97.9K +3,946 New
HB
27
Homrich & Berg
Georgia
$95K
FFA
28
First Foundation Advisors
California
$73K
NMC
29
Nine Masts Capital
Hong Kong
$73K +$73.2K +2,950 New
EFS
30
Essex Financial Services
Connecticut
$69K
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$68K -$3.42K -138 -5%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$67K +$67.1K +2,705 New
TSS
33
Two Sigma Securities
New York
$66K -$26.2K -1,056 -28%
IWM
34
IHT Wealth Management
Illinois
$65K
LA
35
LexAurum Advisors
Kansas
$64K +$63.9K +2,573 New
SC
36
Stratford Consulting
Texas
$63K
CAC
37
Certified Advisory Corp
Florida
$63K +$63.2K +2,545 New
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$62K
GWM
39
Geneos Wealth Management
Colorado
$61K -$1.74K -70 -3%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$35K -$7.64K -308 -18%
CFA
41
Carroll Financial Associates
North Carolina
$31K
PCM
42
Prelude Capital Management
New York
$28K +$27.9K +1,125 New
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21K +$596 +24 +3%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$19K
ASN
45
Advisory Services Network
Georgia
$19K +$6.33K +255 +51%
Citigroup
46
Citigroup
New York
$11K +$9.48K +382 +764%
CA
47
Calton & Associates
Florida
$11K +$10.9K +440 New
IA
48
IFP Advisors
Florida
$10K -$50K -2,013 -84%
First Manhattan
49
First Manhattan
New York
$9K
FWM
50
Focused Wealth Management
New York
$6K +$1.17K +47 +27%