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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
WS
26
Wedbush Securities
California
$114K +$11.1K +452 +11%
HB
27
Homrich & Berg
Georgia
$95K
FFA
28
First Foundation Advisors
California
$95K +$21.5K +875 +30%
ICOA
29
Investment Centers of America
North Dakota
$85K +$1.08K +44 +1%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$74K +$73.1K +2,975 New
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$70K -$17.8K -724 -21%
DA
32
Doliver Advisors
Texas
$68K -$251K -10,200 -79%
Stifel Financial
33
Stifel Financial
Missouri
$68K +$66K +2,687 New
SPC
34
Sigma Planning Corp
Michigan
$66K
CA
35
Cetera Advisors
Colorado
$65K +$64.3K +2,619 New
SC
36
Stratford Consulting
Texas
$63K
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$62K +$61.4K +2,500 New
GWM
38
Geneos Wealth Management
Colorado
$61K +$1.57K +64 +3%
IA
39
IFP Advisors
Florida
$60K -$1.52K -62 -3%
CFA
40
Carroll Financial Associates
North Carolina
$32K
ASN
41
Advisory Services Network
Georgia
$21K +$8.23K +335 +67%
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$20K +$19.9K +810 New
Envestnet Asset Management
43
Envestnet Asset Management
Illinois
$19K -$22.7K -925 -54%
IIC
44
Integrated Investment Consultants
Michigan
$16K
First Manhattan
45
First Manhattan
New York
$9K
BC
46
Barnett & Company
Tennessee
$8K
Citigroup
47
Citigroup
New York
$7K -$89.7K -3,650 -92%
PCM
48
Penserra Capital Management
California
$7K +$639 +26 +10%
FWM
49
Focused Wealth Management
New York
$6K
GRP
50
Global Retirement Partners
California
$6K