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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CDH
26
Charles D. Hyman
$197K -$11.4K -316 -6%
Creative Planning
27
Creative Planning
Kansas
$175K -$34.9K -965 -17%
PAG
28
Private Advisor Group
New Jersey
$171K +$62.6K +1,729 +59%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$166K +$164K +4,535 New
Citigroup
30
Citigroup
New York
$143K +$30.2K +835 +27%
CA
31
Cetera Advisors
Colorado
$113K
PMG
32
ProVise Management Group
Florida
$105K
NPC
33
National Planning Corporation
California
$102K -$1.04M -28,730 -91%
CWM
34
Concert Wealth Management
California
$93K -$163K -4,514 -42%
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$91K +$90.5K +2,500 New
NFG
36
Next Financial Group
Texas
$41K +$28.7K +792 +226%
SF
37
Synovus Financial
Georgia
$30K +$905 +25 +3%
TRCT
38
Tower Research Capital (TRC)
New York
$20K +$19.4K +536 New
RIA
39
Regal Investment Advisors
Michigan
$17K
NSIM
40
North Star Investment Management
Illinois
$12K
WA
41
WFG Advisors
Texas
$11K
AA
42
Apriem Advisors
California
$9K +$9.05K +250 New
FWM
43
Focused Wealth Management
New York
$6K +$4.05K +112 +178%
DADC
44
D.A. Davidson & Co
Montana
$3K +$72 +2 +2%
PSUF
45
People's United Financial
Connecticut
$2K
RJFSA
46
Raymond James Financial Services Advisors
Florida
-$775K -20,560 Closed
DA
47
Doliver Advisors
Texas
-$105K -2,788 Closed
RC
48
RegentAtlantic Capital
New Jersey
-$39.6K -1,051 Closed
BRWA
49
B. Riley Wealth Advisors
Florida
-$30K -803 Closed
PMFA
50
Plante Moran Financial Advisors
Michigan
-$16K -434 Closed