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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
26
Concert Wealth Management
California
$109K -$1.72K -46 -2%
WS
27
Wedbush Securities
California
$104K
FAAS
28
First Allied Advisory Services
California
$99K
Deutsche Bank
29
Deutsche Bank
Germany
$68K +$34.5K +925 +100%
BRWA
30
B. Riley Wealth Advisors
Florida
$46K -$1.87K -50 -4%
RIA
31
Regal Investment Advisors
Michigan
$28K
WA
32
WFG Advisors
Texas
$26K
SF
33
Synovus Financial
Georgia
$26K +$784 +21 +3%
NES
34
New England Securities
New York
$24K
Ameriprise
35
Ameriprise
Minnesota
$11K -$2.69K -72 -20%
FMP
36
Financial Management Professionals
Texas
$11K +$261 +7 +3%
LFR
37
Lehman Financial Resources
Pennsylvania
$9K
MIM
38
Macroview Investment Management
Maryland
$9K +$9.34K +250 New
PSUF
39
People's United Financial
Connecticut
$4K
TRCT
40
Tower Research Capital (TRC)
New York
$4K +$4.14K +111 New
1IC
41
1919 Investment Counsel
Maryland
$3K
Invesco
42
Invesco
Georgia
-$3.41M -92,845 Closed
RCM
43
Rivernorth Capital Management
Florida
-$596K -16,248 Closed
Jane Street
44
Jane Street
New York
-$225K -6,146 Closed
COLIM
45
City of London Investment Management
United Kingdom
-$159K -4,750 Closed
GI
46
Gradient Investments
Minnesota
-$19K -513 Closed
IFWM
47
Institute for Wealth Management
Colorado
-$19K -512 Closed
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
-$19K -505 Closed
FFC
49
First Financial Corp
Indiana
-$3K -75 Closed