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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CWS
126
Cypress Wealth Services
California
$549K +$246K +4,800 +81%
VAG
127
VisionPoint Advisory Group
Texas
$540K +$186K +3,638 +53%
EFL
128
ERn Financial LLC
Wisconsin
$533K +$531K +10,381 New
SPC
129
Sigma Planning Corp
Michigan
$518K +$69.2K +1,353 +15%
AWM
130
Altium Wealth Management
New York
$513K +$205K +4,000 +67%
SI
131
Stephens Inc
Arkansas
$509K -$47.3K -925 -9%
NEPWA
132
New England Private Wealth Advisors
Massachusetts
$461K +$3.17K +62 +0.7%
CAM
133
Concorde Asset Management
Michigan
$458K +$67.3K +1,315 +17%
Bank of New York Mellon
134
Bank of New York Mellon
New York
$420K +$15.6K +305 +4%
CPIA
135
Cornell Pochily Investment Advisors
New York
$405K +$115K +2,247 +40%
AF
136
Allworth Financial
California
$400K
HIS
137
Harvest Investment Services
Illinois
$382K +$46.5K +909 +14%
TW
138
Towerpoint Wealth
California
$364K
RJT
139
Raymond James Trust
Florida
$358K -$8.29K -162 -2%
Deutsche Bank
140
Deutsche Bank
Germany
$343K -$582K -11,382 -63%
ACA
141
Aptus Capital Advisors
Alabama
$341K +$340K +6,650 New
VWM
142
Venturi Wealth Management
Texas
$337K -$49.9K -975 -13%
BWCS
143
Beirne Wealth Consulting Services
Connecticut
$333K -$104K -2,027 -24%
NWP
144
Northstar Wealth Partners
Connecticut
$323K +$322K +6,300 New
Baird Financial Group
145
Baird Financial Group
Wisconsin
$311K -$1.07K -21 -0.3%
GVAG
146
Great Valley Advisor Group
Delaware
$300K +$300K +5,860 New
OIA
147
OneDigital Investment Advisors
Kansas
$297K -$1.25M -24,374 -81%
CAAS
148
Capital Asset Advisory Services
Michigan
$296K -$326K -6,364 -52%
AFP
149
Ausdal Financial Partners
Iowa
$295K +$294K +5,751 New
PGA
150
Premia Global Advisors
Florida
$289K -$11.8K -231 -4%