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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
ASN
76
Advisory Services Network
Georgia
$5.25M +$1.98M +38,421 +61%
AAS
77
Avantax Advisory Services
Texas
$5.22M -$651K -12,612 -11%
PFS
78
Prospera Financial Services
Texas
$5.16M +$145K +2,804 +3%
CSM
79
CAMG Solamere Management
North Carolina
$5.12M +$2.76M +53,455 +117%
CAN
80
Cetera Advisor Networks
California
$5.04M -$260K -5,045 -5%
CA
81
Claro Advisors
Massachusetts
$5.02M +$1.68M +32,593 +51%
22CM
82
20/20 Capital Management
California
$4.92M -$2.15M -41,623 -30%
FAIM
83
Financial Advocates Investment Management
Washington
$4.83M +$659K +12,760 +16%
SIM
84
SSI Investment Management
California
$4.68M +$4.14M +80,095 +758%
JAWM
85
J. Arnold Wealth Management
Ohio
$4.51M +$2.7M +52,316 +150%
CWM
86
Cranbrook Wealth Management
Michigan
$4.29M -$185K -3,579 -4%
SCM
87
Smith Capital Management
Arkansas
$4.16M -$39K -755 -0.9%
DADC
88
D.A. Davidson & Co
Montana
$4.16M +$764K +14,806 +23%
CGH
89
Crossmark Global Holdings
Texas
$3.98M – – –
NFG
90
Norris Financial Group
South Carolina
$3.92M +$36.8K +712 +0.9%
PBF
91
Petix & Botte Financial
California
$3.83M +$4.23M +81,974 +124%
MA
92
Mutual Advisors
Nebraska
$3.82M +$701K +13,574 +23%
AIC
93
Ameritas Investment Company
Nebraska
$3.7M +$1.53M +29,654 +71%
OMC
94
Old Mission Capital
Illinois
$3.47M +$2.47M +47,776 +246%
BWM
95
BerganKDV Wealth Management
Minnesota
$3.43M +$840K +16,276 +32%
GWM
96
Geneos Wealth Management
Colorado
$3.39M +$127K +2,450 +4%
LWAC
97
Laurel Wealth Advisors (California)
California
$3.35M +$3.35M +64,904 New
ACP
98
Aviance Capital Partners
Florida
$3.34M +$438K +8,480 +15%
RIS
99
Retirement Income Solutions
Michigan
$3.32M +$26.8K +519 +0.8%
GM
100
GeoWealth Management
Illinois
$3.29M -$4.23K -82 -0.1%
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4
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