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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
SIS
376
Sound Income Strategies
Florida
$18 – – –
MFG
377
Mendota Financial Group
Wisconsin
$2 -$434 -9 Closed
CCMG
378
Clark Capital Management Group
Pennsylvania
– -$5.49M -113,680 Closed
M1FG
379
Mach-1 Financial Group
Arkansas
– -$4.05M -83,826 Closed
KA
380
Kure Advisory
Minnesota
– -$3.01M -62,210 Closed
RIA
381
Regal Investment Advisors
Michigan
– -$2.67M -55,275 Closed
WF
382
Wayfinding Financial
Washington
– -$2.21M -45,784 Closed
MWM
383
Meridian Wealth Management
Kentucky
– -$2.12M -43,922 Closed
SAS
384
Sage Advisory Services
Texas
– -$1.95M -40,254 Closed
CWA
385
Choice Wealth Advisors
Maine
– -$1.74M -36,030 Closed
NWMG
386
National Wealth Management Group
Ohio
– -$1.4M -28,993 Closed
WA
387
Win Advisors
Florida
– -$1.39M -28,845 Closed
Prudential Financial
388
Prudential Financial
New Jersey
– -$1.03M -21,241 Closed
CRI
389
Colonial River Investments
Virginia
– -$659K -13,646 Closed
CWM
390
Cranbrook Wealth Management
Michigan
– -$363K -7,520 Closed
KA
391
Kovack Advisors
Florida
– -$332K -6,872 Closed
CC
392
Cypress Capital
Tennessee
– -$293K -6,068 Closed
CAM
393
Concorde Asset Management
Michigan
– -$263K -5,436 Closed
DWP
394
Daymark Wealth Partners
Ohio
– -$210K -4,343 Closed
SFP
395
Strategic Financial Partners
Oregon
– -$206K -4,270 Closed
ACA
396
Ascension Capital Advisors
Texas
– -$206K -4,253 Closed
AWM
397
Avior Wealth Management
Nebraska
– -$121K -2,507 Closed
OLVIG
398
Oliver Lagore Vanvalin Investment Group
Michigan
– -$20K -414 Closed
B
399
Birchbrook
Maine
– -$17.4K -360 Closed
GI
400
Gradient Investments
Minnesota
– -$14K -290 Closed
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16
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