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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
GCA
301
Genesee Capital Advisors
New York
$292K +$1.25K +26 +0.4%
CC
302
Cypress Capital
Tennessee
$290K +$37.8K +783 +15%
CBFP
303
Cedar Brook Financial Partners
Ohio
$289K +$1.01K +21 +0.3%
RG
304
Rathbones Group
United Kingdom
$287K +$27.6K +573 +10%
PCIA
305
Prime Capital Investment Advisors
Kansas
$284K +$290K +6,007 New
SI
306
Shaker Investments
Ohio
$280K -$376K -7,792 -57%
PIA
307
Pinion Investment Advisors
Kansas
$279K – – –
TA
308
TFG Advisers
Michigan
$276K +$772 +16 +0.3%
TSS
309
Two Sigma Securities
New York
$274K +$280K +5,794 New
WMA
310
West Michigan Advisors
Michigan
$272K -$35K -726 -11%
AWM
311
Avior Wealth Management
Nebraska
$264K +$142K +2,953 +113%
SFP
312
Strategic Financial Partners
Oregon
$264K +$269K +5,583 New
RCM
313
Raleigh Capital Management
North Carolina
$257K +$17.9K +371 +7%
SLWA
314
San Luis Wealth Advisors
California
$256K -$675K -14,000 -72%
WP
315
WealthSource Partners
California
$253K +$21.9K +453 +9%
RFN
316
RDA Financial Network
Iowa
$249K -$9.65K -200 -4%
SWAG
317
Spectrum Wealth Advisory Group
California
$248K -$93.5K -1,939 -27%
WP
318
WealthShield Partners
North Carolina
$247K -$19.3K -400 -7%
IAP
319
Indie Asset Partners
Indiana
$239K -$38.6K -800 -14%
IF
320
Intrua Financial
Texas
$236K -$26.7K -554 -10%
SWM
321
SeaCrest Wealth Management
New York
$235K -$190K -3,938 -44%
KFSC
322
Keystone Financial Services (Colorado)
Colorado
$233K -$22.3K -463 -9%
RMAM
323
Raab & Moskowitz Asset Management
New Jersey
$231K – – –
AL
324
ADE LLC
Maryland
$228K – – –
SSWM
325
Sheets Smith Wealth Management
North Carolina
$223K – – –
11 12
13
14 15