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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
301
Covington Capital Management
California
$15K – – –
WCG
302
Weaver Consulting Group
California
$15K – – –
AAP
303
Arax Advisory Partners
Colorado
$14K – – –
SL
304
Savior LLC
Massachusetts
$10K +$9.78K +189 +1,718%
FFA
305
Founders Financial Alliance
North Carolina
$8K +$7.92K +153 New
AWMS
306
Advocacy Wealth Management Services
Georgia
$6K – – –
FRA
307
Front Row Advisors
California
$6K – – –
TFS
308
TrustCore Financial Services
Tennessee
$3K -$163K -3,141 -98%
ME
309
McIlrath & Eck
Washington
$3K – – –
MHR
310
Matthew Hamilton Rosenberg
$1K – – –
CCFM
311
Clear Creek Financial Management
Washington
– -$16.3M -314,940 Closed
AWA
312
ARQ Wealth Advisors
Arizona
– -$6.62M -128,063 Closed
NFG
313
Norris Financial Group
South Carolina
– -$3.92M -75,874 Closed
ACP
314
Aviance Capital Partners
Florida
– -$3.34M -64,563 Closed
RIA
315
Regal Investment Advisors
Michigan
– -$1.38M -26,602 Closed
HAS
316
HBW Advisory Services
California
– -$1.09M -21,038 Closed
NWP
317
Northstar Wealth Partners
Connecticut
– -$713K -13,806 Closed
EWM
318
EPG Wealth Management
Georgia
– -$677K -13,103 Closed
CRWM
319
Castle Rock Wealth Management
California
– -$649K -12,520 Closed
CWS
320
Cypress Wealth Services
California
– -$554K -10,700 Closed
HIM
321
Hanlon Investment Management
New Jersey
– -$335K -6,474 Closed
ECM
322
ETrade Capital Management
Virginia
– -$250K -4,835 Closed
SAM
323
Secure Asset Management
Michigan
– -$231K -4,479 Closed
FA
324
Faithward Advisors
Pennsylvania
– -$227K -4,395 Closed
BPA
325
Beacon Pointe Advisors
California
– -$202K -3,909 Closed
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13
14