Horizon Technology Finance
HRZN
29 hedge funds and large institutions have $13.5M invested in Horizon Technology Finance in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 12 reducing their positions, and 4 closing their positions.
0% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 4
0.99% less ownership
Funds ownership: 11.42% → 10.43% (-0.99%)
3% less funds holding
Funds holding: 30 → 29 (-1)
10% less capital invested
Capital invested by funds: $15M → $13.5M (-$1.49M)
67% less repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$400K |
| 2 |
Morgan Stanley
New York
|
+$183K |
| 3 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
+$165K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$21.9K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$8.04K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$526K |
| 2 |
FIM
Freedom Investment Management
Hartford,
Connecticut
|
-$249K |
| 3 |
NFA
Nuveen Fund Advisors
Chicago,
Illinois
|
-$228K |
| 4 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
-$202K |
| 5 |
Two Sigma Advisers
New York
|
-$185K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GWMIA
26
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
| $2K | +$2.35K | +207 | New |
|
27
Simplex Trading
Chicago,
Illinois
| $1K | -$796 | -70 | -29% |
|
28
Nordea Investment Management
Stockholm,
Sweden
| $1K | +$1.22K | +107 | New |
|
|
FIM
29
Freedom Investment Management
Hartford,
Connecticut
| – | -$249K | -22,226 | Closed |
|
|
NL
30
NWAM LLC
Mercer Island,
Washington
| – | -$126K | -11,069 | Closed |
|
31
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$120K | -10,554 | Closed |
|
|
FDCDDQ
32
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| – | -$12.6K | -1,100 | Closed |
|
33
JP Morgan Chase
New York
| – | +$91 | +8 | New |
|
HRZN Hedge Fund Activity: Q4 2018 in Review
29 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2018, worth a combined $13.5M — down 9.9% from $15M a quarter earlier.
Fund positioning in HRZN was balanced in Q4 2018: 4 funds opened new positions, 4 closed out, 4 added to existing stakes and 12 trimmed.
The largest buyer was Advisors Asset Management, adding an estimated $400K. The largest seller was Guggenheim Capital, cutting an estimated $526K.
- 29 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2018, down from 30 in Q3 2018.
- Funds reported $13.5M of Horizon Technology Finance stock for Q4 2018, down 9.9% quarter-over-quarter.
- 4 funds opened new Horizon Technology Finance positions in Q4 2018 and 4 closed out, a net change of 0 holders.
- The largest Horizon Technology Finance buyer in Q4 2018 was Advisors Asset Management, an estimated $400K added.
- The largest Horizon Technology Finance seller in Q4 2018 was Guggenheim Capital, an estimated $526K sold.
Based on aggregated 13F filings for Q4 2018.