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NWAM LLC’s Horizon Technology Finance HRZN Stock Holding History

NWAM LLC’s Portfolio HRZN Stock Details HRZN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-11,069
Closed -$126K – 339
2018
Q3 		$126K Hold
11,069
– – 0.03% 331
2018
Q2 		$112K Sell
11,069
-1,506
-12% -$15.4K 0.03% 326
2018
Q1 		$131K Buy
12,575
+1,925
+18% +$21K 0.03% 322
2017
Q4 		$119K Hold
10,650
– – 0.03% 310
2017
Q3 		$118K Hold
10,650
– – 0.03% 311
2017
Q2 		$121K Sell
10,650
-5,000
-32% -$56.5K 0.02% 306
2017
Q1 		$174K Buy
+15,650
New +$174K 0.05% 287

Other funds holding HRZN

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
BCM
Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
SCM
Shelton Capital Management Denver, Colorado $4.57B AUM 32.26% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

NWAM LLC's HRZN Position: Q4 2018 in Review

NWAM LLC sold out of Horizon Technology Finance (HRZN) in Q4 2018, closing a stake of 11,069 shares — an estimated $126K sold.

NWAM LLC first reported a position in HRZN in Q1 2017 and held it in 7 quarters. The position peaked at $174K in Q1 2017. 29 funds tracked by Wall St. Rank hold HRZN as of Q4 2018.

  • NWAM LLC reported no remaining Horizon Technology Finance position as of Q4 2018 after selling out during the quarter.
  • NWAM LLC sold 11,069 Horizon Technology Finance shares in Q4 2018, an estimated $126K.
  • NWAM LLC first reported a position in Horizon Technology Finance in Q1 2017 and held it in 7 quarters.
  • NWAM LLC's Horizon Technology Finance position peaked at $174K in Q1 2017.
  • 29 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q4 2018.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.