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Horizon Technology Finance
HRZN

Overview Fund Activity

41 hedge funds and large institutions have $21.9M invested in Horizon Technology Finance in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
17
Reduced
9
Closed
5
Calls
$323K
Puts
$179K
Net Calls
+$144K
Net Calls Change
+$310K

Top Buyers

1
AM
Ares Management
California
+$1.02M
2
GC
Guggenheim Capital
Illinois
+$374K
3
NFA
Nuveen Fund Advisors
Illinois
+$329K
4
UBS Group
UBS Group
Switzerland
+$255K
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$212K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$894K
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$346K
3
GCP
GSA Capital Partners
United Kingdom
-$313K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
-$298K
5
AAM
Advisors Asset Management
Colorado
-$269K
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
26
Horizon Investments
North Carolina
$108K +$1.09K +103 +1%
GCP
27
GSA Capital Partners
United Kingdom
$106K -$313K -29,645 -75%
FFS
28
Founders Financial Securities
Maryland
$106K +$106K +10,055 New
EGA
29
Eagle Global Advisors
Texas
$106K +$106K +10,070 New
Creative Planning
30
Creative Planning
Kansas
$90K +$42.4K +4,000 +89%
CG
31
Cutler Group
California
$73K +$39.7K +3,787 +119%
Citigroup
32
Citigroup
New York
$67K -$7.86K -740 -10%
AIM
33
Acrospire Investment Management
Illinois
$27K +$18.3K +1,740 +210%
Simplex Trading
34
Simplex Trading
Illinois
$26K +$17K +1,676 +189%
AG
35
Advisor Group
Arizona
$24K +$6.32K +600 +36%
GI
36
Gradient Investments
Minnesota
$16K +$16K +1,500 New
HI
37
Hudock Inc
Pennsylvania
$10K +$10K +951 New
MFS
38
MSI Financial Services
Massachusetts
$8K – – –
Manulife (Manufacturers Life Insurance)
39
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K – – –
Barclays
40
Barclays
United Kingdom
$1K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$1K – – –
JPMorgan Chase & Co
42
JPMorgan Chase & Co
New York
– -$346K -25,545 Closed
CS
43
Credit Suisse
Switzerland
– -$191K -14,079 Closed
ICOA
44
Investment Centers of America
North Dakota
– -$142K -10,416 Closed
TRCT
45
Tower Research Capital (TRC)
New York
– -$7K -500 Closed
FIB
46
First Interstate Bank
Montana
– -$7K -500 Closed
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