We are live on ! Find out more
HRZN icon

Horizon Technology Finance
HRZN

35 hedge funds and large institutions have $28.7M invested in Horizon Technology Finance in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $25.1M → $28.7M (+$3.63M)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

3% less funds holding

Funds holding: 36 → 35 (-1)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

56% less call options, than puts

Call options by funds: $191K | Put options by funds: $433K

Holders
35
Holders Change
-1
Holders Change %
-2.78%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
12
Closed
8
Calls
$191K
Puts
$433K
Net Calls
-$242K
Net Calls Change
-$235K

Top Buyers

Rank Fund Capital Flow
1
LSV Asset Management
LSV Asset Management
Illinois
+$462K
2
GC
Guggenheim Capital
Illinois
+$330K
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$238K
4
GCP
GSA Capital Partners
United Kingdom
+$197K
5
Millennium Management
Millennium Management
New York
+$142K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$1.3M
2
CIM
Confluence Investment Management
Missouri
-$879K
3
DCM
Dialectic Capital Management
Connecticut
-$841K
4
Wells Fargo
Wells Fargo
California
-$523K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$238K
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
26
Creative Planning
Kansas
$26K +$1.92K +175 +9%
Deutsche Bank
27
Deutsche Bank
Germany
$24K +$1.84K +168 +8%
AIG
28
American International Group
New York
$23K – – –
CG
29
Cutler Group
California
$23K +$22.2K +2,017 New
Walleye Trading
30
Walleye Trading
New York
$16K +$15.4K +1,400 New
MFS
31
MSI Financial Services
Massachusetts
$8K +$6.57K +598 +520%
TRCT
32
Tower Research Capital (TRC)
New York
$7K -$118K -10,728 -95%
HI
33
Hudock Inc
Pennsylvania
$4K +$1.1K +100 +33%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$1K – – –
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8 – – –
NCCM
36
Nine Chapters Capital Management
New Jersey
– -$245K -27,100 Closed
D.E. Shaw & Co
37
D.E. Shaw & Co
New York
– -$178K -19,723 Closed
Citadel Advisors
38
Citadel Advisors
Florida
– -$157K -17,344 Closed
VKH
39
Virtu KCG Holdings
New York
– -$153K -16,857 Closed
Simplex Trading
40
Simplex Trading
Illinois
– -$13.2K -1,200 Closed
PCM
41
Prelude Capital Management
New York
– -$10K -1,100 Closed
WCM
42
Windsor Capital Management
Arizona
– -$4K -500 Closed
1
2

HRZN Hedge Fund Activity: Q4 2015 in Review

35 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2015, worth a combined $28.7M — up 14% from $25.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of HRZN and 7 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 12 added.

The largest buyer was LSV Asset Management, adding an estimated $462K. The largest seller was Advisors Asset Management, cutting an estimated $1.3M.

  • 35 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2015, down from 36 in Q3 2015.
  • Funds reported $28.7M of Horizon Technology Finance stock for Q4 2015, up 14% quarter-over-quarter.
  • 7 funds opened new Horizon Technology Finance positions in Q4 2015 and 8 closed out, a net change of -1 holder.
  • The largest Horizon Technology Finance buyer in Q4 2015 was LSV Asset Management, an estimated $462K added.
  • The largest Horizon Technology Finance seller in Q4 2015 was Advisors Asset Management, an estimated $1.3M sold.

Based on aggregated 13F filings for Q4 2015.