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Horizon Technology Finance
HRZN

Overview Fund Activity

46 hedge funds and large institutions have $34.9M invested in Horizon Technology Finance in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 21 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
1.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
21
Reduced
14
Closed
3
Calls
$16K
Puts
–
Net Calls
+$16K
Net Calls Change
+$16K

Top Buyers

1
PI
1
Putnam Investments
Massachusetts
$5.41M
2
BFA
2
BlackRock Fund Advisors
California
$3.29M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$1.63M
4
NCCM
4
Nine Chapters Capital Management
New Jersey
$169K
5
NFA
5
Nationwide Fund Advisors
Ohio
$1.41M

Top Sellers

1
HA
1
Heartland Advisors
Wisconsin
$0
2
ARTA
2
A.R.T. Advisors
New York
$0
3
TC
3
TFS Capital
Pennsylvania
$0
4
YMRC
4
Yorktown Management & Research Company
Virginia
$3.84M
5
Northern Trust
5
Northern Trust
Illinois
$1.24M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
26
Allen Investment Management
New York
$162K +$3.97K +299 +3%
Charles Schwab
27
Charles Schwab
California
$149K – – –
VanEck Associates
28
VanEck Associates
New York
$141K +$36.7K +2,754 +35%
RhumbLine Advisers
29
RhumbLine Advisers
Massachusetts
$138K +$1.12K +84 +0.8%
Invesco
30
Invesco
Georgia
$123K +$26.3K +1,978 +27%
AIG
31
American International Group
New York
$73.9K -$21.5K -1,611 -23%
WRM
32
Westport Resources Management
Connecticut
$65K -$4.03K -300 -6%
BA
33
BlackRock Advisors
Delaware
$50K +$2.08K +158 +4%
Citigroup
34
Citigroup
New York
$40K -$28.7K -2,141 -42%
Creative Planning
35
Creative Planning
Kansas
$27K – – –
AllianceBernstein
36
AllianceBernstein
Tennessee
$21K -$14.4K -1,056 -41%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$16K +$107 +8 +0.7%
Ameriprise
38
Ameriprise
Minnesota
$14K +$6.91K +500 +97%
AC
39
Alexandria Capital
Virginia
$10K – – –
FMII
40
Farmers & Merchants Investments Inc
Nebraska
$8K – – –
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$7K – – –
TRCT
42
Tower Research Capital (TRC)
New York
$7K +$5.04K +360 +257%
California Public Employees Retirement System
43
California Public Employees Retirement System
California
$5K – – –
WP
44
Westend Partners
California
$3K +$3K +250 New
Bank of America
45
Bank of America
North Carolina
$2K -$4.59K -365 -70%
Barclays
46
Barclays
United Kingdom
$1K -$346 -28 -26%
HA
47
Heartland Advisors
Wisconsin
– -$910K -66,625 Closed
ARTA
48
A.R.T. Advisors
New York
– -$213K -15,570 Closed
TC
49
TFS Capital
Pennsylvania
– -$209K -15,190 Closed
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