HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

46 hedge funds and large institutions have $61.3M invested in John Hancock Preferred Income Fund III in 2019 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 8 reducing their positions, and 8 closing their positions.

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
19
Reduced
8
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AI
1
Atria Investments
North Carolina
$402K
2
TF
2
Trek Financial
Arizona
$333K
3
AG
3
Advisor Group
Arizona
$530K
4
Wells Fargo
4
Wells Fargo
California
$1.09M
5
Invesco
5
Invesco
Georgia
$4.97M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.6M
2
CAN
2
Cetera Advisor Networks
California
$1.28M
3
Stifel Financial
3
Stifel Financial
Missouri
$0
4
HKAM
4
Horizon Kinetics Asset Management
New York
$0
5
GC
5
Guggenheim Capital
Illinois
$852K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$232K 12,004 +398 +3%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$216K 11,163 +11 +0.1%
CIA
28
Capital Investment Advisors
Georgia
$208K 10,786 – –
CFGS
29
Concourse Financial Group Securities
Alabama
$203K 10,488 +5,395 +106%
Citigroup
30
Citigroup
New York
$120K 6,229 -5,228 -46%
NFG
31
Next Financial Group
Texas
$100K 5,194 +1,372 +36%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$90K 4,693 – –
SPIA
33
Steward Partners Investment Advisory
New York
$68K 3,522 +3,522 New
GWM
34
Geneos Wealth Management
Colorado
$60K 3,125 – –
APA
35
American Portfolios Advisors
New York
$49.9K 2,582 +17 +0.7%
JPLA
36
Joseph P. Lucia & Associates
New York
$37K 1,900 +1,900 New
CAC
37
Certified Advisory Corp
Florida
$20K 1,040 – –
RIA
38
Realta Investment Advisors
Delaware
$18K 900 – –
GRP
39
Global Retirement Partners
California
$15K 764 – –
FHA
40
Flagship Harbor Advisors
Massachusetts
$12K 650 – –
AF
41
Advisornet Financial
Minnesota
$10K 500 – –
FDCDDQ
42
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.8K 300 – –
EIP
43
Ellis Investment Partners
Pennsylvania
$5K 269 +269 New
FANJ
44
Financial Architects (New Jersey)
New Jersey
$4K 200 +200 New
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$4K 206 +206 New
Stifel Financial
46
Stifel Financial
Missouri
– – -10,775 Closed
HKAM
47
Horizon Kinetics Asset Management
New York
– – -10,624 Closed
WCM
48
WealthBridge Capital Management
Ohio
– – -1,663 Closed
NSIM
49
North Star Investment Management
Illinois
– – -1,370 Closed
SWM
50
SeaCrest Wealth Management
New York
– – -1,298 Closed
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