Joseph P. Lucia & Associates’s John Hancock Preferred Income Fund III HPS Stock Holding History

Joseph P. Lucia & Associates’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-400	Closed	-$6K	–	237
2022 Q2	$6K	Hold	400	–	–	﹤0.01%	334
2022 Q1	$7K	Buy	+400	New	+$6.99K	﹤0.01%	341
2021 Q4	–	Sell	-400	Closed	-$7K	–	300
2021 Q3	$7K	Hold	400	–	–	﹤0.01%	406
2021 Q2	$8K	Hold	400	–	–	﹤0.01%	400
2021 Q1	$7K	Hold	400	–	–	﹤0.01%	397
2020 Q4	$7K	Buy	+400	New	+$6.63K	﹤0.01%	362
2020 Q3	–	Sell	-850	Closed	-$13K	–	236
2020 Q2	$13K	Hold	850	–	–	0.01%	289
2020 Q1	$12K	Hold	850	–	–	0.01%	269
2019 Q4	$16K	Sell	850 -1,000	-54%	-$19.1K	0.01%	265
2019 Q3	$37K	Sell	1,850 -50	-3%	-$967	0.04%	193
2019 Q2	$37K	Buy	+1,900	New	+$36K	0.04%	194

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Joseph P. Lucia & Associates's HPS Position: Q3 2022 in Review

Joseph P. Lucia & Associates sold out of John Hancock Preferred Income Fund III (HPS) in Q3 2022, closing a stake of 400 shares — an estimated $6K sold.

Joseph P. Lucia & Associates first reported a position in HPS in Q2 2019 and held it in 11 quarters. The position peaked at $37K in Q3 2019. 58 funds tracked by Wall St. Rank hold HPS as of Q3 2022.

Joseph P. Lucia & Associates reported no remaining John Hancock Preferred Income Fund III position as of Q3 2022 after selling out during the quarter.
Joseph P. Lucia & Associates sold 400 John Hancock Preferred Income Fund III shares in Q3 2022, an estimated $6K.
Joseph P. Lucia & Associates first reported a position in John Hancock Preferred Income Fund III in Q2 2019 and held it in 11 quarters.
Joseph P. Lucia & Associates's John Hancock Preferred Income Fund III position peaked at $37K in Q3 2019.
58 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q3 2022.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.