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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

28 hedge funds and large institutions have $15M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

4% more funds holding

Funds holding: 2728 (+1)

8% less capital invested

Capital invested by funds: $16.3M → $15M (-$1.32M)

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
9
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$3.69M -$423 -21 -0%
Invesco
2
Invesco
Georgia
$1.85M -$138K -6,842 -6%
Morgan Stanley
3
Morgan Stanley
New York
$1.75M +$1.54M +76,170 +404%
UBS Group
4
UBS Group
Switzerland
$1.71M -$487K -24,172 -21%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.03M -$358K -17,751 -24%
SFS
6
Shaker Financial Services
Virginia
$867K +$950K +47,130 New
BTS
7
BB&T Securities
Virginia
$712K +$51.4K +2,551 +7%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$409K +$46.6K +2,314 +12%
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$409K +$448K +22,255 New
HighTower Advisors
10
HighTower Advisors
Illinois
$400K
WAM
11
Wolverine Asset Management
Illinois
$284K +$311K +15,456 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$247K +$15.7K +779 +6%
Bank of America
13
Bank of America
North Carolina
$234K -$9.71K -482 -4%
LPL Financial
14
LPL Financial
California
$229K +$24.1K +1,194 +11%
CIBC Private Wealth Group
15
CIBC Private Wealth Group
Georgia
$225K -$184K -9,127 -43%
WAM
16
Weiss Asset Management
Massachusetts
$212K +$233K +11,548 New
IWM
17
IHT Wealth Management
Illinois
$203K +$222K +11,008 New
BBI
18
Baxter Bros Inc
Connecticut
$102K +$302K +15,000 New
SIA
19
Sit Investment Associates
Minnesota
$97K +$106K +5,259 New
SWM
20
SeaCrest Wealth Management
New York
$85K +$2.18K +108 +2%
AG
21
Advisor Group
Arizona
$69K +$55.9K +2,775 +278%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$44K
QCIG
23
Quad-Cities Investment Group
Iowa
$36K +$1.01K +50 +3%
Wells Fargo
24
Wells Fargo
California
$32K +$14.3K +711 +69%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$31K

GGM Hedge Fund Activity: Q4 2018 in Review

28 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q4 2018, worth a combined $15M — down 8.1% from $16.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GGM positions and 5 closed out — a net gain of 2 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.54M. The largest seller was UBS Group, cutting an estimated $487K.

  • 28 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q4 2018, up from 27 in Q3 2018.
  • Funds reported $15M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q4 2018, down 8.1% quarter-over-quarter.
  • 7 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q4 2018 and 5 closed out, a net change of +2 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q4 2018 was Morgan Stanley, an estimated $1.54M added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q4 2018 was UBS Group, an estimated $487K sold.

Based on aggregated 13F filings for Q4 2018.