GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Overview Fund Activity
Delisted

GGM was delisted on the 22nd of October, 2021.

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28 hedge funds and large institutions have $15M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.75M
2
SFS
2
Shaker Financial Services
Virginia
$867K
3
MAFM
3
Mid Atlantic Financial Management
Pennsylvania
$409K
4
WAM
4
Wolverine Asset Management
Illinois
$284K
5
WAM
5
Weiss Asset Management
Massachusetts
$212K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$1.71M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.03M
3
SPC
3
Sigma Planning Corp
Michigan
$0
4
OC
4
Oppenheimer & Co
New York
$0
5
WSTAM
5
Wilbanks Smith & Thomas Asset Management
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$3.69M 200,286 -21 -0%
Invesco
2
Invesco
Georgia
$1.85M 100,451 -6,842 -6%
Morgan Stanley
3
Morgan Stanley
New York
$1.75M 95,036 +76,170 +404%
UBS Group
4
UBS Group
Switzerland
$1.71M 93,087 -24,172 -21%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.03M 56,124 -17,751 -24%
SFS
6
Shaker Financial Services
Virginia
$867K 47,130 +47,130 New
BTS
7
BB&T Securities
Virginia
$712K 38,723 +2,551 +7%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$409K 22,167 +2,314 +12%
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$409K 22,255 +22,255 New
HighTower Advisors
10
HighTower Advisors
Illinois
$400K 21,770 – –
WAM
11
Wolverine Asset Management
Illinois
$284K 15,456 +15,456 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$247K 13,398 +779 +6%
Bank of America
13
Bank of America
North Carolina
$234K 12,723 -482 -4%
LPL Financial
14
LPL Financial
California
$229K 12,442 +1,194 +11%
CIBC Private Wealth Group
15
CIBC Private Wealth Group
Georgia
$225K 12,249 -9,127 -43%
WAM
16
Weiss Asset Management
Massachusetts
$212K 11,548 +11,548 New
IWM
17
IHT Wealth Management
Illinois
$203K 11,008 +11,008 New
BBI
18
Baxter Bros Inc
Connecticut
$102K 15,000 +15,000 New
SIA
19
Sit Investment Associates
Minnesota
$97K 5,259 +5,259 New
SWM
20
SeaCrest Wealth Management
New York
$85K 4,624 +108 +2%
AG
21
Advisor Group
Arizona
$69K 3,775 +2,775 +278%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$44K 2,410 – –
QCIG
23
Quad-Cities Investment Group
Iowa
$36K 1,959 +50 +3%
Wells Fargo
24
Wells Fargo
California
$32K 1,748 +711 +69%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$31K 1,669 – –
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