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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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15 hedge funds and large institutions have $24.1M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

24% more capital invested

Capital invested by funds: $19.5M → $24.1M (+$4.63M)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

12% less funds holding

Funds holding: 17 → 15 (-2)

Holders
15
Holders Change
-2
Holders Change %
-11.76%
% of All Funds
0.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$1.91M
2
BTS
BB&T Securities
Virginia
+$488K
3
MIG
Mariner Investment Group
New York
+$411K
4
HighTower Advisors
HighTower Advisors
Illinois
+$185K
5
WAM
Wolverine Asset Management
Illinois
+$69.6K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$412K
2
WS
Wedbush Securities
California
-$226K
3
Bessemer Group
Bessemer Group
New Jersey
-$167K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$95.7K
5
Wells Fargo
Wells Fargo
California
-$52.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
1
BB&T Securities
Virginia
$11.5M +$488K +21,027 +65%
UBS Group
2
UBS Group
Switzerland
$4.09M +$4.4M +189,699 New
Bessemer Group
3
Bessemer Group
New Jersey
$2.43M -$167K -7,185 -6%
Morgan Stanley
4
Morgan Stanley
New York
$2.31M +$1.91M +82,488 +335%
Invesco
5
Invesco
Georgia
$1.46M -$49.2K -2,121 -3%
HighTower Advisors
6
HighTower Advisors
Illinois
$477K +$185K +7,975 +56%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$407K -$95.7K -4,125 -18%
MIG
8
Mariner Investment Group
New York
$382K +$411K +17,719 New
Stifel Financial
9
Stifel Financial
Missouri
$255K +$18.3K +790 +7%
SPC
10
Sigma Planning Corp
Michigan
$255K +$275K +11,862 New
Wells Fargo
11
Wells Fargo
California
$251K -$52.5K -2,264 -16%
VKH
12
Virtu KCG Holdings
New York
$213K +$27.9K +1,202 +14%
WAM
13
Wolverine Asset Management
Illinois
$64K +$69.6K +3,000 New
BRWM
14
B. Riley Wealth Management
Tennessee
$18K – – –
MFS
15
MSI Financial Services
Massachusetts
$16K +$12.8K +550 +275%
Bank of America
16
Bank of America
North Carolina
– -$412K -17,331 Closed
WS
17
Wedbush Securities
California
– -$226K -9,500 Closed
TRCT
18
Tower Research Capital (TRC)
New York
– -$34K -1,432 Closed
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
– -$27K -1,120 Closed

GGM Hedge Fund Activity: Q4 2014 in Review

15 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q4 2014, worth a combined $24.1M — up 24% from $19.5M a quarter earlier.

Fund positioning in GGM was balanced in Q4 2014: 4 funds opened new positions, 4 closed out, 6 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.91M. The largest seller was Bank of America, exiting entirely with an estimated $412K sold.

  • 15 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q4 2014, down from 17 in Q3 2014.
  • Funds reported $24.1M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q4 2014, up 24% quarter-over-quarter.
  • 4 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q4 2014 and 4 closed out, a net change of 0 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q4 2014 was Morgan Stanley, an estimated $1.91M added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q4 2014 was Bank of America, an estimated $412K sold.

Based on aggregated 13F filings for Q4 2014.