WS
GGM

Wedbush Securities’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Wedbush Securities’s Portfolio GGM Stock Details GGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-9,500
Closed -$226K – 765
2014
Q3 		$226K Buy
9,500
+500
+6% +$12.1K 0.04% 497
2014
Q2 		$223K Hold
9,000
– – 0.04% 499
2014
Q1 		$215K Buy
+9,000
New +$209K 0.04% 487

Other funds holding GGM

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return
SPC
Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Wedbush Securities's GGM Position: Q4 2014 in Review

Wedbush Securities sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q4 2014, closing a stake of 9,500 shares — an estimated $226K sold.

Wedbush Securities first reported a position in GGM in Q1 2014 and held it in 3 quarters. The position peaked at $226K in Q3 2014. 15 funds tracked by Wall St. Rank hold GGM as of Q4 2014.

  • Wedbush Securities reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q4 2014 after selling out during the quarter.
  • Wedbush Securities sold 9,500 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q4 2014, an estimated $226K.
  • Wedbush Securities first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q1 2014 and held it in 3 quarters.
  • Wedbush Securities's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $226K in Q3 2014.
  • 15 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q4 2014.

Based on Wedbush Securities's 13F filing for Q4 2014, filed 27 Jan 2015.