We are live on ! Find out more
GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

Back to rankings

11 hedge funds and large institutions have $16M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 2

11% less capital invested

Capital invested by funds: $18M → $16M (-$1.92M)

15% less funds holding

Funds holding: 13 → 11 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
11
Holders Change
-2
Holders Change %
-15.38%
% of All Funds
0.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
3
Reduced
2
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
UBS
Switzerland
+$1.8M
2
Invesco
Invesco
Georgia
+$1.26M
3
GC
Guggenheim Capital
Illinois
+$209K
4
WS
Wedbush Securities
California
+$209K
5
Morgan Stanley
Morgan Stanley
New York
+$36.8K

Top Sellers

1
RVP
Relative Value Partners
Illinois
-$2.07M
2
SFS
Shaker Financial Services
Virginia
-$1.03M
3
Bank of America
Bank of America
North Carolina
-$960K
4
SCM
Saba Capital Management
New York
-$861K
5
VKH
Virtu KCG Holdings
New York
-$755K
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
1
BB&T Securities
Virginia
$9.33M -$41.9K -1,806 -4%
U
2
UBS
Switzerland
$3.3M +$1.8M +77,556 +128%
Invesco
3
Invesco
Georgia
$1.3M +$1.26M +54,287 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$548K +$15.4K +665 +3%
Wells Fargo
5
Wells Fargo
California
$418K -$247K -10,619 -38%
HighTower Advisors
6
HighTower Advisors
Illinois
$338K – – –
Stifel Financial
7
Stifel Financial
Missouri
$276K +$268K +11,538 New
GC
8
Guggenheim Capital
Illinois
$215K +$209K +9,000 New
WS
9
Wedbush Securities
California
$215K +$209K +9,000 New
Morgan Stanley
10
Morgan Stanley
New York
$77K +$36.8K +1,586 +96%
BRWM
11
B. Riley Wealth Management
Tennessee
$20K +$19.6K +845 New
RVP
12
Relative Value Partners
Illinois
– -$2.07M -92,201 Closed
SFS
13
Shaker Financial Services
Virginia
– -$1.03M -45,888 Closed
Bank of America
14
Bank of America
North Carolina
– -$960K -42,700 Closed
SCM
15
Saba Capital Management
New York
– -$861K -38,299 Closed
VKH
16
Virtu KCG Holdings
New York
– -$755K -33,585 Closed
CG
17
Colony Group
Massachusetts
– -$25K -513 Closed
TRCT
18
Tower Research Capital (TRC)
New York
– -$1K -30 Closed

GGM Hedge Fund Activity: Q1 2014 in Review

11 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q1 2014, worth a combined $16M — down 11% from $18M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GGM and 5 opened new positions — a net loss of 2 holders — while 2 trimmed existing stakes and 3 added.

The largest buyer was UBS, adding an estimated $1.8M. The largest seller was Relative Value Partners, exiting entirely with an estimated $2.07M sold.

  • 11 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q1 2014, down from 13 in Q4 2013.
  • Funds reported $16M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q1 2014, down 11% quarter-over-quarter.
  • 5 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q1 2014 and 7 closed out, a net change of -2 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q1 2014 was UBS, an estimated $1.8M added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q1 2014 was Relative Value Partners, an estimated $2.07M sold.

Based on aggregated 13F filings for Q1 2014.