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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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18 hedge funds and large institutions have $15.2M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2016 Q2 according to their latest regulatory filings, with 0 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 4

39% more capital invested

Capital invested by funds: $10.9M → $15.2M (+$4.29M)

0% more funds holding

Funds holding: 18 → 18 (0)

Holders
18
Holders Change
–
Holders Change %
0%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
9
Reduced
4
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RFWA
RPg Family Wealth Advisory
Massachusetts
+$2M
2
UBS Group
UBS Group
Switzerland
+$474K
3
SPC
Sigma Planning Corp
Michigan
+$455K
4
RJA
Raymond James & Associates
Florida
+$321K
5
Bank of America
Bank of America
North Carolina
+$201K

Top Sellers

1
Invesco
Invesco
Georgia
-$102K
2
Stifel Financial
Stifel Financial
Missouri
-$78K
3
TRCT
Tower Research Capital (TRC)
New York
-$4.34K
4
Wells Fargo
Wells Fargo
California
-$20
Name Holding Trade Value Shares
Change 		Change in
Stake
RFWA
1
RPg Family Wealth Advisory
Massachusetts
$4.13M +$2M +101,003 +98%
UBS Group
2
UBS Group
Switzerland
$3.56M +$474K +23,899 +16%
Bessemer Group
3
Bessemer Group
New Jersey
$1.92M +$67.4K +3,400 +4%
BTS
4
BB&T Securities
Virginia
$1.19M +$87K +4,384 +8%
SPC
5
Sigma Planning Corp
Michigan
$919K +$455K +22,950 +106%
GC
6
Guggenheim Capital
Illinois
$782K – – –
Invesco
7
Invesco
Georgia
$722K -$102K -5,158 -13%
RJA
8
Raymond James & Associates
Florida
$691K +$321K +16,185 +93%
HighTower Advisors
9
HighTower Advisors
Illinois
$448K – – –
Stifel Financial
10
Stifel Financial
Missouri
$296K -$78K -3,935 -21%
Bank of America
11
Bank of America
North Carolina
$229K +$201K +10,135 +1,014%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$126K +$793 +40 +0.7%
Morgan Stanley
13
Morgan Stanley
New York
$101K +$14.8K +745 +18%
MFS
14
MSI Financial Services
Massachusetts
$29K – – –
ECM
15
Estabrook Capital Management
New York
$21.6K – – –
Citigroup
16
Citigroup
New York
$13K – – –
TRCT
17
Tower Research Capital (TRC)
New York
$10K -$4.34K -219 -31%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$10K – – –
Wells Fargo
19
Wells Fargo
California
$9K -$20 -1 -0.2%

GGM Hedge Fund Activity: Q2 2016 in Review

18 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q2 2016, worth a combined $15.2M — up 39% from $10.9M a quarter earlier.

Fund positioning in GGM was balanced in Q2 2016: 0 funds opened new positions, 0 closed out, 9 added to existing stakes and 4 trimmed.

The largest buyer was RPg Family Wealth Advisory, adding an estimated $2M. The largest seller was Invesco, cutting an estimated $102K.

  • 18 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q2 2016, unchanged from Q1 2016.
  • Funds reported $15.2M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q2 2016, up 39% quarter-over-quarter.
  • 0 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q2 2016 and 0 closed out.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q2 2016 was RPg Family Wealth Advisory, an estimated $2M added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q2 2016 was Invesco, an estimated $102K sold.

Based on aggregated 13F filings for Q2 2016.