SPC
GGM

Sigma Planning Corp’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Sigma Planning Corp’s Portfolio GGM Stock Details GGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-10,579
Closed -$233K – 1006
2018
Q3 		$233K Sell
10,579
-1,879
-15% -$41.7K 0.01% 821
2018
Q2 		$271K Sell
12,458
-589
-5% -$12.9K 0.02% 693
2018
Q1 		$280K Buy
13,047
+522
+4% +$11.6K 0.02% 637
2017
Q4 		$275K Sell
12,525
-2,784
-18% -$62.3K 0.02% 647
2017
Q3 		$355K Sell
15,309
-465
-3% -$10.7K 0.03% 542
2017
Q2 		$366K Sell
15,774
-24,871
-61% -$577K 0.03% 505
2017
Q1 		$926K Sell
40,645
-4,745
-10% -$110K 0.09% 247
2016
Q4 		$1.01M Sell
45,390
-1,885
-4% -$40.6K 0.11% 211
2016
Q3 		$1.04M Buy
47,275
+2,597
+6% +$56.4K 0.12% 195
2016
Q2 		$919K Buy
44,678
+22,950
+106% +$455K 0.12% 192
2016
Q1 		$426K Buy
21,728
+4,756
+28% +$88.8K 0.06% 354
2015
Q4 		$331K Buy
16,972
+4,317
+34% +$84.1K 0.05% 422
2015
Q3 		$252K Buy
12,655
+817
+7% +$17.6K 0.04% 484
2015
Q2 		$257K Buy
11,838
+312
+3% +$7.17K 0.04% 539
2015
Q1 		$272K Sell
11,526
-336
-3% -$7.55K 0.04% 564
2014
Q4 		$255K Buy
+11,862
New +$275K 0.03% 562

Other funds holding GGM

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Sigma Planning Corp's GGM Position: Q4 2018 in Review

Sigma Planning Corp sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q4 2018, closing a stake of 10,579 shares — an estimated $233K sold.

Sigma Planning Corp first reported a position in GGM in Q4 2014 and held it in 16 quarters. The position peaked at $1.04M in Q3 2016. 28 funds tracked by Wall St. Rank hold GGM as of Q4 2018.

  • Sigma Planning Corp reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q4 2018 after selling out during the quarter.
  • Sigma Planning Corp sold 10,579 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q4 2018, an estimated $233K.
  • Sigma Planning Corp first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q4 2014 and held it in 16 quarters.
  • Sigma Planning Corp's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $1.04M in Q3 2016.
  • 28 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q4 2018.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.