GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

20 hedge funds and large institutions have $14.5M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$4.01M 179,609 +2,095 +1%
Bessemer Group
2
Bessemer Group
New Jersey
$2.09M 93,441
SFS
3
Shaker Financial Services
Virginia
$1.05M 47,137 +47,137 New
SPC
4
Sigma Planning Corp
Michigan
$1.01M 45,390 -1,885 -4%
BTS
5
BB&T Securities
Virginia
$936K 42,345
GC
6
Guggenheim Capital
Illinois
Invesco
7
Invesco
Georgia
$792K 35,460 -7,292 -17%
RJA
8
Raymond James & Associates
Florida
$746K 33,388 -787 -2%
LPL Financial
9
LPL Financial
California
$739K 33,142 +33,142 New
HighTower Advisors
10
HighTower Advisors
Illinois
$442K 19,770
DA
11
Doliver Advisors
Texas
$441K 19,732 +19,732 New
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$410K 18,308 +4,062 +29%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$387K 17,290 +12,136 +235%
Morgan Stanley
14
Morgan Stanley
New York
$312K 13,965 +8,175 +141%
Bank of America
15
Bank of America
North Carolina
$236K 10,562 -1,977 -16%
Wells Fargo
16
Wells Fargo
California
$35K 1,601 +1,352 +543%
MFS
17
MSI Financial Services
Massachusetts
$32K 1,420
ECM
18
Estabrook Capital Management
New York
$23.5K 1,050
RFWA
19
RPg Family Wealth Advisory
Massachusetts
$14.4K 644 -102,095 -99%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$11K 500 -2,406 -83%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6K 250
Stifel Financial
22
Stifel Financial
Missouri
-10,395 Closed
Citigroup
23
Citigroup
New York
-650 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-478 Closed