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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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18 hedge funds and large institutions have $10.9M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

13% more funds holding

Funds holding: 16 → 18 (+2)

15% less capital invested

Capital invested by funds: $12.8M → $10.9M (-$1.85M)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
18
Holders Change
+2
Holders Change %
+12.5%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$325K
2
SPC
Sigma Planning Corp
Michigan
+$88.8K
3
Morgan Stanley
Morgan Stanley
New York
+$19K
4
Bank of America
Bank of America
North Carolina
+$18.7K
5
TRCT
Tower Research Capital (TRC)
New York
+$13K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$1.49M
2
UBS Group
UBS Group
Switzerland
-$408K
3
Invesco
Invesco
Georgia
-$330K
4
SG Americas Securities
SG Americas Securities
New York
-$310K
5
Bessemer Group
Bessemer Group
New Jersey
-$187K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.92M -$408K -21,876 -13%
RFWA
2
RPg Family Wealth Advisory
Massachusetts
$2.01M +$9.09K +487 +0.5%
Bessemer Group
3
Bessemer Group
New Jersey
$1.76M -$187K -10,000 -10%
BTS
4
BB&T Securities
Virginia
$1.05M -$101K -5,416 -9%
Invesco
5
Invesco
Georgia
$789K -$330K -17,663 -30%
GC
6
Guggenheim Capital
Illinois
$510K – – –
HighTower Advisors
7
HighTower Advisors
Illinois
$427K -$20.6K -1,105 -5%
SPC
8
Sigma Planning Corp
Michigan
$426K +$88.8K +4,756 +28%
Stifel Financial
9
Stifel Financial
Missouri
$359K +$11.8K +630 +4%
RJA
10
Raymond James & Associates
Florida
$341K +$325K +17,413 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$119K +$243 +13 +0.2%
Morgan Stanley
12
Morgan Stanley
New York
$81K +$19K +1,015 +32%
MFS
13
MSI Financial Services
Massachusetts
$28K – – –
ECM
14
Estabrook Capital Management
New York
$20.6K – – –
Bank of America
15
Bank of America
North Carolina
$20K +$18.7K +1,000 New
TRCT
16
Tower Research Capital (TRC)
New York
$14K +$13K +697 New
Citigroup
17
Citigroup
New York
$13K – – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$10K +$9.45K +506 New
Wells Fargo
19
Wells Fargo
California
$9K -$49.1K -2,629 -86%
SFS
20
Shaker Financial Services
Virginia
– -$1.49M -76,172 Closed
SG Americas Securities
21
SG Americas Securities
New York
– -$310K -15,919 Closed

GGM Hedge Fund Activity: Q1 2016 in Review

18 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q1 2016, worth a combined $10.9M — down 15% from $12.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new GGM positions and 2 closed out — a net gain of 2 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Raymond James & Associates, opening a new position worth an estimated $325K. The largest seller was Shaker Financial Services, exiting entirely with an estimated $1.49M sold.

  • 18 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q1 2016, up from 16 in Q4 2015.
  • Funds reported $10.9M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q1 2016, down 15% quarter-over-quarter.
  • 4 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q1 2016 and 2 closed out, a net change of +2 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q1 2016 was Raymond James & Associates, an estimated $325K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q1 2016 was Shaker Financial Services, an estimated $1.49M sold.

Based on aggregated 13F filings for Q1 2016.