GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Overview Fund Activity
Delisted

GGM was delisted on the 22nd of October, 2021.

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18 hedge funds and large institutions have $10.9M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
18
Holders Change
+2
Holders Change %
+12.5%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$341K
2
SPC
2
Sigma Planning Corp
Michigan
$426K
3
Bank of America
3
Bank of America
North Carolina
$20K
4
Morgan Stanley
4
Morgan Stanley
New York
$81K
5
TRCT
5
Tower Research Capital (TRC)
New York
$14K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
UBS Group
2
UBS Group
Switzerland
$2.92M
3
Invesco
3
Invesco
Georgia
$789K
4
SG Americas Securities
4
SG Americas Securities
New York
$0
5
Bessemer Group
5
Bessemer Group
New Jersey
$1.77M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$2.92M 149,136 -21,876 -13%
RFWA
2
RPg Family Wealth Advisory
Massachusetts
$2.01M 102,743 +487 +0.5%
Bessemer Group
3
Bessemer Group
New Jersey
$1.77M 90,041 -10,000 -10%
BTS
4
BB&T Securities
Virginia
$1.05M 53,416 -5,416 -9%
Invesco
5
Invesco
Georgia
$789K 40,268 -17,663 -30%
GC
6
Guggenheim Capital
Illinois
– – – –
HighTower Advisors
7
HighTower Advisors
Illinois
$427K 21,770 -1,105 -5%
SPC
8
Sigma Planning Corp
Michigan
$426K 21,728 +4,756 +28%
Stifel Financial
9
Stifel Financial
Missouri
$359K 18,310 +630 +4%
RJA
10
Raymond James & Associates
Florida
$341K 17,413 +17,413 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$119K 6,085 +13 +0.2%
Morgan Stanley
12
Morgan Stanley
New York
$81K 4,150 +1,015 +32%
MFS
13
MSI Financial Services
Massachusetts
$28K 1,420 – –
ECM
14
Estabrook Capital Management
New York
$20.6K 1,050 – –
Bank of America
15
Bank of America
North Carolina
$20K 1,000 +1,000 New
TRCT
16
Tower Research Capital (TRC)
New York
$14K 697 +697 New
Citigroup
17
Citigroup
New York
$13K 650 – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$10K 506 +506 New
Wells Fargo
19
Wells Fargo
California
$9K 436 -2,629 -86%
SFS
20
Shaker Financial Services
Virginia
– – -76,172 Closed
SG Americas Securities
21
SG Americas Securities
New York
– – -15,919 Closed