GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

28 hedge funds and large institutions have $12.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2020 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 0 closing their positions.

Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
14
Reduced
3
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$3M 201,024 +918 +0.5%
UBS Group
2
UBS Group
Switzerland
$1.91M 127,788 +22,560 +21%
Invesco
3
Invesco
Georgia
$976K 65,348 -2,193 -3%
Osaic Holdings
4
Osaic Holdings
Arizona
$946K 63,329 +63,329 New
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$940K 62,900 +8,145 +15%
LCM
6
Landscape Capital Management
New Jersey
$536K 35,907 +35,907 New
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$471K 31,494 +3,128 +11%
SIA
8
Sit Investment Associates
Minnesota
$461K 30,837 +13,614 +79%
HighTower Advisors
9
HighTower Advisors
Illinois
$408K 27,625 +3 +0%
CRC
10
Curi RMB Capital
Illinois
$355K 23,759 +23,759 New
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$316K 21,138 +2,017 +11%
IWM
12
IHT Wealth Management
Illinois
$291K 19,475 +5,582 +40%
Truist Financial
13
Truist Financial
North Carolina
$265K 17,759 -2,141 -11%
SFS
14
Shaker Financial Services
Virginia
$257K 17,224 +17,224 New
LPL Financial
15
LPL Financial
California
$195K 13,056 +855 +7%
KA
16
Kovack Advisors
Florida
$186K 12,450 +12,450 New
Morgan Stanley
17
Morgan Stanley
New York
$183K 12,192 -1,722 -12%
PGWM
18
Parisi Gray Wealth Management
New Jersey
$164K 11,000 +11,000 New
Bank of America
19
Bank of America
North Carolina
$130K 8,725 +6,800 +353%
Wells Fargo
20
Wells Fargo
California
$85K 5,738 +2,947 +106%
WAM
21
Wolverine Asset Management
Illinois
$85K 5,751 +5,751 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$48K 3,210
GWM
23
Geneos Wealth Management
Colorado
$29K 1,965 +500 +34%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$25K 1,669
FWM
25
FSA Wealth Management
Massachusetts
$4K 300 +300 New