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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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28 hedge funds and large institutions have $12.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2020 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 3

27% more funds holding

Funds holding: 22 → 28 (+6)

7% less capital invested

Capital invested by funds: $13.2M → $12.3M (-$917K)

Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
3
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LCM
Landscape Capital Management
New Jersey
+$674K
2
CRC
Curi RMB Capital
Illinois
+$446K
3
UBS Group
UBS Group
Switzerland
+$424K
4
SFS
Shaker Financial Services
Virginia
+$323K
5
SIA
Sit Investment Associates
Minnesota
+$256K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$41.2K
2
Truist Financial
Truist Financial
North Carolina
-$40.2K
3
Morgan Stanley
Morgan Stanley
New York
-$32.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$3M +$17.2K +918 +0.5%
UBS Group
2
UBS Group
Switzerland
$1.91M +$424K +22,560 +21%
Invesco
3
Invesco
Georgia
$976K -$41.2K -2,193 -3%
Osaic Holdings
4
Osaic Holdings
Arizona
$946K +$1.19M +63,329 New
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$940K +$153K +8,145 +15%
LCM
6
Landscape Capital Management
New Jersey
$536K +$674K +35,907 New
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$471K +$58.7K +3,128 +11%
SIA
8
Sit Investment Associates
Minnesota
$461K +$256K +13,614 +79%
HighTower Advisors
9
HighTower Advisors
Illinois
$408K +$56 +3 +0%
CRC
10
Curi RMB Capital
Illinois
$355K +$446K +23,759 New
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$316K +$37.9K +2,017 +11%
IWM
12
IHT Wealth Management
Illinois
$291K +$105K +5,582 +40%
Truist Financial
13
Truist Financial
North Carolina
$265K -$40.2K -2,141 -11%
SFS
14
Shaker Financial Services
Virginia
$257K +$323K +17,224 New
LPL Financial
15
LPL Financial
California
$195K +$16.1K +855 +7%
KA
16
Kovack Advisors
Florida
$186K +$234K +12,450 New
Morgan Stanley
17
Morgan Stanley
New York
$183K -$32.3K -1,722 -12%
PGWM
18
Parisi Gray Wealth Management
New Jersey
$164K +$207K +11,000 New
Bank of America
19
Bank of America
North Carolina
$130K +$128K +6,800 +353%
Wells Fargo
20
Wells Fargo
California
$85K +$55.3K +2,947 +106%
WAM
21
Wolverine Asset Management
Illinois
$85K +$108K +5,751 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$48K – – –
GWM
23
Geneos Wealth Management
Colorado
$29K +$9.39K +500 +34%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$25K – – –
FWM
25
FSA Wealth Management
Massachusetts
$4K +$5.63K +300 New
1
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GGM Hedge Fund Activity: Q1 2020 in Review

28 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q1 2020, worth a combined $12.3M — down 7% from $13.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GGM positions and 0 closed out — a net gain of 8 holders — while 14 added to existing stakes and 3 trimmed.

The largest buyer was Landscape Capital Management, opening a new position worth an estimated $674K. The largest seller was Invesco, cutting an estimated $41.2K.

  • 28 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q1 2020, up from 22 in Q4 2019.
  • Funds reported $12.3M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q1 2020, down 7% quarter-over-quarter.
  • 8 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q1 2020 and 0 closed out, a net change of +8 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q1 2020 was Landscape Capital Management, an estimated $674K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q1 2020 was Invesco, an estimated $41.2K sold.

Based on aggregated 13F filings for Q1 2020.