GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

20 hedge funds and large institutions have $13.5M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
4
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.19M 139,940 -39,669 -22%
Bessemer Group
2
Bessemer Group
New Jersey
$1.88M 82,621 -10,820 -12%
Invesco
3
Invesco
Georgia
$1.75M 76,727 +41,267 +116%
Bank of America
4
Bank of America
North Carolina
$1.28M 56,162 +45,600 +432%
SPC
5
Sigma Planning Corp
Michigan
$926K 40,645 -4,745 -10%
GC
6
Guggenheim Capital
Illinois
$820K 35,998 +35,998 New
LPL Financial
7
LPL Financial
California
$757K 32,862 -280 -0.8%
RJA
8
Raymond James & Associates
Florida
$740K 32,497 -891 -3%
BTS
9
BB&T Securities
Virginia
$612K 26,885 -15,460 -37%
HighTower Advisors
10
HighTower Advisors
Illinois
$474K 20,770 +1,000 +5%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$440K 19,312 +1,004 +5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$371K 16,284 -1,006 -6%
Morgan Stanley
13
Morgan Stanley
New York
$127K 5,575 -8,390 -60%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$46K 2,000 +2,000 New
ECM
15
Estabrook Capital Management
New York
$23.9K 1,050
Wells Fargo
16
Wells Fargo
California
$17K 738 -863 -54%
RFWA
17
RPg Family Wealth Advisory
Massachusetts
$14.7K 644
US Bancorp
18
US Bancorp
Minnesota
$9K 388 +388 New
BFEC
19
Benjamin F. Edwards & Company
Missouri
$6K 250
Barclays
20
Barclays
United Kingdom
$1K 63 +63 New
SFS
21
Shaker Financial Services
Virginia
-47,137 Closed
DA
22
Doliver Advisors
Texas
-19,732 Closed
LTFS
23
Ladenburg Thalmann Financial Services
Florida
-500 Closed