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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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20 hedge funds and large institutions have $13.5M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0% more funds holding

Funds holding: 20 → 20 (0)

7% less capital invested

Capital invested by funds: $14.5M → $13.5M (-$1.05M)

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

Holders
20
Holders Change
–
Holders Change %
0%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
4
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$1.05M
2
Invesco
Invesco
Georgia
+$953K
3
GC
Guggenheim Capital
Illinois
+$831K
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$46.2K
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$23.2K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$1.05M
2
UBS Group
UBS Group
Switzerland
-$916K
3
DA
Doliver Advisors
Texas
-$441K
4
BTS
BB&T Securities
Virginia
-$357K
5
Bessemer Group
Bessemer Group
New Jersey
-$250K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.19M -$916K -39,669 -22%
Bessemer Group
2
Bessemer Group
New Jersey
$1.88M -$250K -10,820 -12%
Invesco
3
Invesco
Georgia
$1.75M +$953K +41,267 +116%
Bank of America
4
Bank of America
North Carolina
$1.28M +$1.05M +45,600 +432%
SPC
5
Sigma Planning Corp
Michigan
$926K -$110K -4,745 -10%
GC
6
Guggenheim Capital
Illinois
$820K +$831K +35,998 New
LPL Financial
7
LPL Financial
California
$757K -$6.47K -280 -0.8%
RJA
8
Raymond James & Associates
Florida
$740K -$20.6K -891 -3%
BTS
9
BB&T Securities
Virginia
$612K -$357K -15,460 -37%
HighTower Advisors
10
HighTower Advisors
Illinois
$474K +$23.1K +1,000 +5%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$440K +$23.2K +1,004 +5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$371K -$23.2K -1,006 -6%
Morgan Stanley
13
Morgan Stanley
New York
$127K -$194K -8,390 -60%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$46K +$46.2K +2,000 New
ECM
15
Estabrook Capital Management
New York
$23.9K – – –
Wells Fargo
16
Wells Fargo
California
$17K -$19.9K -863 -54%
RFWA
17
RPg Family Wealth Advisory
Massachusetts
$14.7K – – –
US Bancorp
18
US Bancorp
Minnesota
$9K +$8.96K +388 New
BFEC
19
Benjamin F. Edwards & Company
Missouri
$6K – – –
Barclays
20
Barclays
United Kingdom
$1K +$1.46K +63 New
SFS
21
Shaker Financial Services
Virginia
– -$1.05M -47,137 Closed
DA
22
Doliver Advisors
Texas
– -$441K -19,732 Closed
LTFS
23
Ladenburg Thalmann Financial Services
Florida
– -$11K -500 Closed

GGM Hedge Fund Activity: Q1 2017 in Review

20 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q1 2017, worth a combined $13.5M — down 7.2% from $14.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new GGM positions and 3 closed out — a net gain of 1 holder — while 4 added to existing stakes and 9 trimmed.

The largest buyer was Bank of America, adding an estimated $1.05M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $1.05M sold.

  • 20 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $13.5M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q1 2017, down 7.2% quarter-over-quarter.
  • 4 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q1 2017 and 3 closed out, a net change of +1 holder.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q1 2017 was Bank of America, an estimated $1.05M added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q1 2017 was Shaker Financial Services, an estimated $1.05M sold.

Based on aggregated 13F filings for Q1 2017.