Ladenburg Thalmann Financial Services’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GGM Stock Details GGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.43M	Sell	71,775 -2,060	-3%	-$41.4K	0.01%	1054
2019 Q3	$1.48M	Buy	73,835 +10,645	+17%	+$216K	0.01%	984
2019 Q2	$1.32M	Sell	63,190 -44	-0.1%	-$915	0.01%	1033
2019 Q1	$1.28M	Buy	63,234 +7,110	+13%	+$143K	0.01%	1021
2018 Q4	$1.03M	Sell	56,124 -17,751	-24%	-$358K	0.01%	1033
2018 Q3	$1.63M	Buy	73,875 +46,142	+166%	+$1.02M	0.01%	825
2018 Q2	$594K	Hold	27,733	–	–	0.01%	1443
2018 Q1	$594K	Sell	27,733 -11,365	-29%	-$253K	0.01%	1443
2017 Q4	$858K	Buy	39,098 +35,435	+967%	+$793K	0.01%	1165
2017 Q3	$85K	Buy	3,663 +2,583	+239%	+$59.6K	﹤0.01%	2713
2017 Q2	$25K	Buy	+1,080	New	+$25.1K	﹤0.01%	3477
2017 Q1	–	Sell	-500	Closed	-$11K	–	5019
2016 Q4	$11K	Sell	500 -2,406	-83%	-$51.8K	﹤0.01%	3850
2016 Q3	$64K	Buy	2,906 +2,400	+474%	+$52.1K	﹤0.01%	2600
2016 Q2	$10K	Hold	506	–	–	﹤0.01%	3794
2016 Q1	$10K	Buy	+506	New	+$9.45K	﹤0.01%	3721

Other funds holding GGM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GGM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its GUGGENHEIM CREDIT ALLOCATION FUND (GGM) stake by 2.8% in Q4 2019, selling an estimated $41.4K and leaving 71,775 shares worth $1.43M. The position accounts for 0.01% of the portfolio, ranked #1054.

Ladenburg Thalmann Financial Services first reported a position in GGM in Q1 2016 and has held it in 15 quarters since. The position peaked at $1.63M in Q3 2018. 22 funds tracked by Wall St. Rank hold GGM as of Q4 2019.

Ladenburg Thalmann Financial Services held 71,775 shares of GUGGENHEIM CREDIT ALLOCATION FUND worth $1.43M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 2,060 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q4 2019, an estimated $41.4K.
GUGGENHEIM CREDIT ALLOCATION FUND made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1054 holding.
Ladenburg Thalmann Financial Services first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q1 2016 and has held it in 15 quarters since.
Ladenburg Thalmann Financial Services's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $1.63M in Q3 2018.
22 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.