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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

23 hedge funds and large institutions have $14.2M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2019 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

5% less capital invested

Capital invested by funds: $15M → $14.2M (-$764K)

18% less funds holding

Funds holding: 2823 (-5)

83% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 6

Holders
23
Holders Change
-5
Holders Change %
-17.86%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
9
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.04M -$221 -11 -0%
Invesco
2
Invesco
Georgia
$1.96M -$71.1K -3,533 -4%
Morgan Stanley
3
Morgan Stanley
New York
$1.73M -$187K -9,288 -10%
UBS Group
4
UBS Group
Switzerland
$1.72M -$161K -8,018 -9%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.28M +$143K +7,110 +13%
MAFM
6
Mid Atlantic Financial Management
Pennsylvania
$611K +$161K +8,000 +36%
BTS
7
BB&T Securities
Virginia
$567K -$213K -10,594 -27%
HighTower Advisors
8
HighTower Advisors
Illinois
$502K +$62.8K +3,120 +14%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$385K -$62.1K -3,087 -14%
IWM
10
IHT Wealth Management
Illinois
$283K +$60.9K +3,027 +27%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$279K +$8.65K +430 +3%
Bank of America
12
Bank of America
North Carolina
$259K +$1.81K +90 +0.7%
LPL Financial
13
LPL Financial
California
$229K -$21.8K -1,083 -9%
SWM
14
SeaCrest Wealth Management
New York
$88K -$5.27K -262 -6%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$79K +$30.2K +1,500 +62%
AG
16
Advisor Group
Arizona
$78K +$1.63K +81 +2%
QCIG
17
Quad-Cities Investment Group
Iowa
$45K +$5.15K +256 +13%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$34K
GWM
19
Geneos Wealth Management
Colorado
$29K
Wells Fargo
20
Wells Fargo
California
$25K -$10.3K -513 -29%
CF
21
Centaurus Financial
California
$5K +$2.03K +101 New
US Bancorp
22
US Bancorp
Minnesota
$3K
Barclays
23
Barclays
United Kingdom
$1K
SFS
24
Shaker Financial Services
Virginia
-$867K -47,130 Closed
WAM
25
Wolverine Asset Management
Illinois
-$284K -15,456 Closed

GGM Hedge Fund Activity: Q1 2019 in Review

23 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q1 2019, worth a combined $14.2M — down 5.1% from $15M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GGM and 1 opened new positions — a net loss of 5 holders — while 9 trimmed existing stakes and 9 added.

The largest buyer was Mid Atlantic Financial Management, adding an estimated $161K. The largest seller was Shaker Financial Services, exiting entirely with an estimated $867K sold.

  • 23 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q1 2019, down from 28 in Q4 2018.
  • Funds reported $14.2M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q1 2019, down 5.1% quarter-over-quarter.
  • 1 fund opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q1 2019 and 6 closed out, a net change of -5 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q1 2019 was Mid Atlantic Financial Management, an estimated $161K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q1 2019 was Shaker Financial Services, an estimated $867K sold.

Based on aggregated 13F filings for Q1 2019.