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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

20 hedge funds and large institutions have $14.4M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

11% more funds holding

Funds holding: 1820 (+2)

5% less capital invested

Capital invested by funds: $15.2M → $14.4M (-$807K)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
6
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.92M +$97.3K +4,479 +3%
RFWA
2
RPg Family Wealth Advisory
Massachusetts
$2.27M -$2.19M -101,007 -50%
Bessemer Group
3
Bessemer Group
New Jersey
$2.07M
SPC
4
Sigma Planning Corp
Michigan
$1.04M +$56.4K +2,597 +6%
Invesco
5
Invesco
Georgia
$945K +$166K +7,642 +22%
BTS
6
BB&T Securities
Virginia
$936K -$336K -15,455 -27%
GC
7
Guggenheim Capital
Illinois
$796K
RJA
8
Raymond James & Associates
Florida
$756K +$12.5K +577 +2%
HighTower Advisors
9
HighTower Advisors
Illinois
$437K -$43.4K -2,000 -9%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$317K +$309K +14,246 New
Bank of America
11
Bank of America
North Carolina
$278K +$30.5K +1,404 +13%
Stifel Financial
12
Stifel Financial
Missouri
$226K -$86.5K -3,980 -28%
Morgan Stanley
13
Morgan Stanley
New York
$128K +$19.4K +895 +18%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$114K -$21.1K -971 -16%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$64K +$52.1K +2,400 +474%
MFS
16
MSI Financial Services
Massachusetts
$31K
ECM
17
Estabrook Capital Management
New York
$23.2K
Citigroup
18
Citigroup
New York
$14K
TRCT
19
Tower Research Capital (TRC)
New York
$11K
Wells Fargo
20
Wells Fargo
California
$6K -$4.04K -186 -43%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6K +$5.43K +250 New

GGM Hedge Fund Activity: Q3 2016 in Review

20 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q3 2016, worth a combined $14.4M — down 5.3% from $15.2M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new GGM positions and 0 closed out — a net gain of 2 holders — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Cetera Investment Advisers, opening a new position worth an estimated $309K. The largest seller was RPg Family Wealth Advisory, cutting an estimated $2.19M.

  • 20 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q3 2016, up from 18 in Q2 2016.
  • Funds reported $14.4M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q3 2016, down 5.3% quarter-over-quarter.
  • 2 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q3 2016 and 0 closed out, a net change of +2 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q3 2016 was Cetera Investment Advisers, an estimated $309K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q3 2016 was RPg Family Wealth Advisory, an estimated $2.19M sold.

Based on aggregated 13F filings for Q3 2016.