GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

20 hedge funds and large institutions have $14.4M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and closing their positions.

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
6
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.92M 177,514 +4,479 +3%
RFWA
2
RPg Family Wealth Advisory
Massachusetts
$2.27M 102,739 -101,007 -50%
Bessemer Group
3
Bessemer Group
New Jersey
$2.07M 93,441
SPC
4
Sigma Planning Corp
Michigan
$1.05M 47,275 +2,597 +6%
Invesco
5
Invesco
Georgia
$945K 42,752 +7,642 +22%
BTS
6
BB&T Securities
Virginia
$936K 42,345 -15,455 -27%
GC
7
Guggenheim Capital
Illinois
RJA
8
Raymond James & Associates
Florida
$756K 34,175 +577 +2%
HighTower Advisors
9
HighTower Advisors
Illinois
$437K 19,770 -2,000 -9%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$317K 14,246 +14,246 New
Bank of America
11
Bank of America
North Carolina
$278K 12,539 +1,404 +13%
Stifel Financial
12
Stifel Financial
Missouri
$226K 10,395 -3,980 -28%
Morgan Stanley
13
Morgan Stanley
New York
$128K 5,790 +895 +18%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$114K 5,154 -971 -16%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$64K 2,906 +2,400 +474%
MFS
16
MSI Financial Services
Massachusetts
$31K 1,420
ECM
17
Estabrook Capital Management
New York
$23.2K 1,050
Citigroup
18
Citigroup
New York
$14K 650
TRCT
19
Tower Research Capital (TRC)
New York
$11K 478
Wells Fargo
20
Wells Fargo
California
$6K 249 -186 -43%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6K 250 +250 New