Stifel Financial
GGM

Stifel Financial’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Stifel Financial’s Portfolio GGM Stock Details GGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-10,395
Closed -$226K – 2582
2016
Q3 		$226K Sell
10,395
-3,980
-28% -$86.5K ﹤0.01% 2119
2016
Q2 		$296K Sell
14,375
-3,935
-21% -$78K ﹤0.01% 2047
2016
Q1 		$359K Buy
18,310
+630
+4% +$11.8K ﹤0.01% 1745
2015
Q4 		$345K Buy
17,680
+1,140
+7% +$22.2K ﹤0.01% 1837
2015
Q3 		$329K Buy
16,540
+500
+3% +$10.8K ﹤0.01% 1782
2015
Q2 		$349K Buy
16,040
+710
+5% +$16.3K ﹤0.01% 1875
2015
Q1 		$362K Buy
15,330
+3,492
+29% +$78.5K ﹤0.01% 1803
2014
Q4 		$255K Buy
11,838
+790
+7% +$18.3K ﹤0.01% 1956
2014
Q3 		$263K Sell
11,048
-1,717
-13% -$41.6K ﹤0.01% 1865
2014
Q2 		$317K Buy
12,765
+1,227
+11% +$29.8K ﹤0.01% 1745
2014
Q1 		$276K Buy
+11,538
New +$268K ﹤0.01% 1770

Other funds holding GGM

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
SPC
Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Stifel Financial's GGM Position: Q4 2016 in Review

Stifel Financial sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q4 2016, closing a stake of 10,395 shares — an estimated $226K sold.

Stifel Financial first reported a position in GGM in Q1 2014 and held it in 11 quarters. The position peaked at $362K in Q1 2015. 20 funds tracked by Wall St. Rank hold GGM as of Q4 2016.

  • Stifel Financial reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q4 2016 after selling out during the quarter.
  • Stifel Financial sold 10,395 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q4 2016, an estimated $226K.
  • Stifel Financial first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q1 2014 and held it in 11 quarters.
  • Stifel Financial's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $362K in Q1 2015.
  • 20 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q4 2016.

Based on Stifel Financial's 13F filing for Q4 2016, filed 16 Feb 2017.