Raymond James & Associates’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Raymond James & Associates’s Portfolio GGM Stock Details GGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-33,861	Closed	-$726K	–	3699
2018 Q1	$726K	Buy	33,861 +127	+0.4%	+$2.83K	﹤0.01%	2335
2017 Q4	$740K	Buy	33,734 +449	+1%	+$10.1K	﹤0.01%	2297
2017 Q3	$772K	Sell	33,285 -344	-1%	-$7.94K	﹤0.01%	2246
2017 Q2	$780K	Buy	33,629 +1,132	+3%	+$26.3K	﹤0.01%	2179
2017 Q1	$740K	Sell	32,497 -891	-3%	-$20.6K	﹤0.01%	2150
2016 Q4	$746K	Sell	33,388 -787	-2%	-$17K	﹤0.01%	2101
2016 Q3	$756K	Buy	34,175 +577	+2%	+$12.5K	﹤0.01%	2038
2016 Q2	$691K	Buy	33,598 +16,185	+93%	+$321K	﹤0.01%	1947
2016 Q1	$341K	Buy	+17,413	New	+$325K	﹤0.01%	2246

Other funds holding GGM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $495M AUM 8.72% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Raymond James & Associates's GGM Position: Q2 2018 in Review

Raymond James & Associates sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q2 2018, closing a stake of 33,861 shares — an estimated $726K sold.

Raymond James & Associates first reported a position in GGM in Q1 2016 and held it in 9 quarters. The position peaked at $780K in Q2 2017. 25 funds tracked by Wall St. Rank hold GGM as of Q2 2018.

Raymond James & Associates reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q2 2018 after selling out during the quarter.
Raymond James & Associates sold 33,861 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q2 2018, an estimated $726K.
Raymond James & Associates first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q1 2016 and held it in 9 quarters.
Raymond James & Associates's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $780K in Q2 2017.
25 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q2 2018.

Based on Raymond James & Associates's 13F filing for Q2 2018, filed 14 Aug 2018.