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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

27 hedge funds and large institutions have $14.6M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2018 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

10% less capital invested

Capital invested by funds: $16.1M → $14.6M (-$1.54M)

10% less funds holding

Funds holding: 3027 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.39M +$383K +17,232 +12%
Invesco
2
Invesco
Georgia
$2.26M +$669K +30,055 +40%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.55M +$5.94K +267 +0.4%
WWMSC
4
Wagner Wealth Management (South Carolina)
South Carolina
$908K +$35.9K +1,614 +4%
BTS
5
BB&T Securities
Virginia
$870K -$58.8K -2,643 -6%
GC
6
Guggenheim Capital
Illinois
$815K +$846K +38,001 New
RJA
7
Raymond James & Associates
Florida
$726K +$2.83K +127 +0.4%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$594K -$253K -11,365 -29%
CIBC Private Wealth Group
9
CIBC Private Wealth Group
Georgia
$547K
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$512K +$8.68K +390 +2%
HighTower Advisors
11
HighTower Advisors
Illinois
$468K +$49K +2,200 +11%
Bank of America
12
Bank of America
North Carolina
$347K -$22.7K -1,022 -6%
Morgan Stanley
13
Morgan Stanley
New York
$327K -$35.4K -1,591 -9%
OC
14
Oppenheimer & Co
New York
$298K -$401 -18 -0.1%
SPC
15
Sigma Planning Corp
Michigan
$280K +$11.6K +522 +4%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$225K -$22 -1 -0%
BBI
17
Baxter Bros Inc
Connecticut
$158K +$200K +9,000 +90%
SWM
18
SeaCrest Wealth Management
New York
$129K -$93.7K -4,212 -41%
SIA
19
Sit Investment Associates
Minnesota
$47K -$601K -27,021 -92%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$36K
Wells Fargo
21
Wells Fargo
California
$33K -$17.8K -800 -34%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$22K +$17.5K +785 +314%
AG
23
Advisor Group
Arizona
$21K +$22.3K +1,000 New
GWM
24
Geneos Wealth Management
Colorado
$8K
US Bancorp
25
US Bancorp
Minnesota
$8K

GGM Hedge Fund Activity: Q1 2018 in Review

27 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q1 2018, worth a combined $14.6M — down 9.6% from $16.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GGM and 2 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 10 added.

The largest buyer was Guggenheim Capital, opening a new position worth an estimated $846K. The largest seller was Shaker Financial Services, exiting entirely with an estimated $760K sold.

  • 27 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q1 2018, down from 30 in Q4 2017.
  • Funds reported $14.6M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q1 2018, down 9.6% quarter-over-quarter.
  • 2 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q1 2018 and 5 closed out, a net change of -3 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q1 2018 was Guggenheim Capital, an estimated $846K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q1 2018 was Shaker Financial Services, an estimated $760K sold.

Based on aggregated 13F filings for Q1 2018.