GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Overview Fund Activity
Delisted

GGM was delisted on the 22nd of October, 2021.

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27 hedge funds and large institutions have $14.6M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2018 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$815K
2
Invesco
2
Invesco
Georgia
$2.26M
3
UBS Group
3
UBS Group
Switzerland
$3.39M
4
BBI
4
Baxter Bros Inc
Connecticut
$158K
5
HighTower Advisors
5
HighTower Advisors
Illinois
$468K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
SIA
2
Sit Investment Associates
Minnesota
$47K
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
CCP
4
Clough Capital Partners
Massachusetts
$0
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.39M 158,118 +17,232 +12%
Invesco
2
Invesco
Georgia
$2.26M 105,476 +30,055 +40%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.55M 72,194 +267 +0.4%
WWM
4
Wagner Wealth Management
South Carolina
$908K 42,336 +1,614 +4%
BTS
5
BB&T Securities
Virginia
$870K 40,588 -2,643 -6%
GC
6
Guggenheim Capital
Illinois
$815K 38,001 +38,001 New
RJA
7
Raymond James & Associates
Florida
$726K 33,861 +127 +0.4%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$594K 27,733 -11,365 -29%
CIBC Private Wealth Group
9
CIBC Private Wealth Group
Georgia
$547K 25,532 – –
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$512K 23,889 +390 +2%
HighTower Advisors
11
HighTower Advisors
Illinois
$468K 21,770 +2,200 +11%
Bank of America
12
Bank of America
North Carolina
$347K 16,166 -1,022 -6%
Morgan Stanley
13
Morgan Stanley
New York
$327K 15,264 -1,591 -9%
OC
14
Oppenheimer & Co
New York
$298K 13,890 -18 -0.1%
SPC
15
Sigma Planning Corp
Michigan
$280K 13,047 +522 +4%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$225K 10,514 -1 -0%
BBI
17
Baxter Bros Inc
Connecticut
$158K 19,000 +9,000 +90%
SWM
18
SeaCrest Wealth Management
New York
$129K 6,019 -4,212 -41%
SIA
19
Sit Investment Associates
Minnesota
$47K 2,200 -27,021 -92%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$36K 1,669 – –
Wells Fargo
21
Wells Fargo
California
$33K 1,536 -800 -34%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$22K 1,035 +785 +314%
AG
23
Advisor Group
Arizona
$21K 1,000 +1,000 New
US Bancorp
24
US Bancorp
Minnesota
$8K 388 – –
GWM
25
Geneos Wealth Management
Colorado
$8K 400 – –
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