GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Overview Fund Activity
Delisted

GGM was delisted on the 22nd of October, 2021.

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27 hedge funds and large institutions have $13.7M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
9
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$1.82M
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$619K
3
SWM
3
SeaCrest Wealth Management
New York
$280K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$219K
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$195K

Top Sellers

1
MAFM
1
Mid Atlantic Financial Management
Pennsylvania
$599K
2
LPL Financial
2
LPL Financial
California
$0
3
Mercer Global Advisors
3
Mercer Global Advisors
Colorado
$0
4
FWM
4
FSA Wealth Management
Massachusetts
$0
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$503K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.06M 145,892 +5,206 +4%
Invesco
2
Invesco
Georgia
$1.99M 94,567 +2,957 +3%
Osaic Holdings
3
Osaic Holdings
Arizona
$1.82M 86,840 +42,045 +94%
WWM
4
Wagner Wealth Management
South Carolina
$1.21M 57,526 +1,976 +4%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$619K 29,499 +29,499 New
MAFM
6
Mid Atlantic Financial Management
Pennsylvania
$599K 28,500 -31,000 -52%
PGWM
7
Parisi Gray Wealth Management
New Jersey
$546K 26,000 – –
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$503K 23,953 -4,749 -17%
Bank of America
9
Bank of America
North Carolina
$484K 23,026 +6,552 +40%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$449K 21,389 +1,316 +7%
IWM
11
IHT Wealth Management
Illinois
$386K 18,387 -1,421 -7%
Truist Financial
12
Truist Financial
North Carolina
$312K 14,859 +24 +0.2%
SWM
13
SeaCrest Wealth Management
New York
$280K 13,356 +13,356 New
Morgan Stanley
14
Morgan Stanley
New York
$266K 12,665 +3,429 +37%
SWP
15
Stratos Wealth Partners
Ohio
$243K 11,573 – –
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$219K 10,441 +10,441 New
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$195K 9,307 +9,307 New
SWM
18
Spire Wealth Management
Virginia
$167K 8,000 +8,000 New
AIC
19
Ameritas Investment Company
Nebraska
$118K 5,625 +5,625 New
CF
20
Centaurus Financial
California
$105K 5,000 +5,000 New
BFEC
21
Benjamin F. Edwards & Company
Missouri
$46K 2,200 -125 -5%
Wells Fargo
22
Wells Fargo
California
$26K 1,238 +1 +0.1%
GWM
23
Geneos Wealth Management
Colorado
$21K 1,040 – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$16K 763 – –
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$11K 500 -888 -64%
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