Mid Atlantic Financial Management’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Mid Atlantic Financial Management’s Portfolio GGM Stock Details GGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-18,000	Closed	-$394K	–	986
2021 Q2	$394K	Sell	18,000 -10,500	-37%	-$222K	0.03%	558
2021 Q1	$599K	Sell	28,500 -31,000	-52%	-$633K	0.04%	378
2020 Q4	$1.18M	Sell	59,500 -600	-1%	-$11.3K	0.09%	198
2020 Q3	$1.13M	Sell	60,100 -4,400	-7%	-$79.2K	0.1%	194
2020 Q2	$1.14M	Buy	64,500 +1,600	+3%	+$26.2K	0.11%	166
2020 Q1	$940K	Buy	62,900 +8,145	+15%	+$153K	0.11%	175
2019 Q4	$1.09M	Buy	54,755 +8,000	+17%	+$161K	0.1%	196
2019 Q3	$935K	Buy	46,755 +12,400	+36%	+$251K	0.1%	210
2019 Q2	$716K	Buy	34,355 +4,100	+14%	+$85.3K	0.07%	285
2019 Q1	$611K	Buy	30,255 +8,000	+36%	+$161K	0.07%	315
2018 Q4	$409K	Buy	+22,255	New	+$448K	0.05%	387

Other funds holding GGM

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PGWM

Parisi Gray Wealth Management Mendham, New Jersey $487M AUM 33.83% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mid Atlantic Financial Management's GGM Position: Q3 2021 in Review

Mid Atlantic Financial Management sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q3 2021, closing a stake of 18,000 shares — an estimated $394K sold.

Mid Atlantic Financial Management first reported a position in GGM in Q4 2018 and held it in 11 quarters. The position peaked at $1.18M in Q4 2020. 31 funds tracked by Wall St. Rank hold GGM as of Q3 2021.

Mid Atlantic Financial Management reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q3 2021 after selling out during the quarter.
Mid Atlantic Financial Management sold 18,000 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q3 2021, an estimated $394K.
Mid Atlantic Financial Management first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q4 2018 and held it in 11 quarters.
Mid Atlantic Financial Management's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $1.18M in Q4 2020.
31 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q3 2021.

Based on Mid Atlantic Financial Management's 13F filing for Q3 2021, filed 12 Nov 2021.