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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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23 hedge funds and large institutions have $12.5M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

5% more funds holding

Funds holding: 22 → 23 (+1)

8% less capital invested

Capital invested by funds: $13.6M → $12.5M (-$1.09M)

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MAFM
Mid Atlantic Financial Management
Pennsylvania
+$251K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$216K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$97.3K
4
UBS Group
UBS Group
Switzerland
+$60.4K
5
Bessemer Group
Bessemer Group
New Jersey
+$41K

Top Sellers

1
Invesco
Invesco
Georgia
-$503K
2
Morgan Stanley
Morgan Stanley
New York
-$456K
3
Bank of America
Bank of America
North Carolina
-$194K
4
CF
Centaurus Financial
California
-$104K
5
BTS
BB&T Securities
Virginia
-$11.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.03M +$26.3K +1,300 +0.6%
UBS Group
2
UBS Group
Switzerland
$1.74M +$60.4K +2,982 +4%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.48M +$216K +10,645 +17%
Invesco
4
Invesco
Georgia
$1.37M -$503K -24,840 -27%
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$935K +$251K +12,400 +36%
HighTower Advisors
6
HighTower Advisors
Illinois
$556K +$40 +2 +0%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$481K +$97.3K +4,805 +25%
BTS
8
BB&T Securities
Virginia
$427K -$11.8K -581 -3%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$382K +$283 +14 +0.1%
IWM
10
IHT Wealth Management
Illinois
$277K -$5.41K -267 -2%
Morgan Stanley
11
Morgan Stanley
New York
$273K -$456K -22,512 -62%
LPL Financial
12
LPL Financial
California
$244K +$7.47K +369 +3%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$61K – – –
QCIG
14
Quad-Cities Investment Group
Iowa
$47K +$1.25K +62 +3%
Bessemer Group
15
Bessemer Group
New Jersey
$41K +$41K +2,027 New
Bank of America
16
Bank of America
North Carolina
$39K -$194K -9,605 -83%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$33K – – –
GWM
18
Geneos Wealth Management
Colorado
$29K – – –
Wells Fargo
19
Wells Fargo
California
$26K +$40 +2 +0.2%
WT
20
Whittier Trust
California
$20K +$20.2K +1,000 New
PAM
21
Panagora Asset Management
Massachusetts
$6K +$5.99K +296 New
US Bancorp
22
US Bancorp
Minnesota
$3K – – –
AG
23
Advisor Group
Arizona
$2K – – –
CF
24
Centaurus Financial
California
– -$104K -5,000 Closed
Barclays
25
Barclays
United Kingdom
– -$1K -63 Closed

GGM Hedge Fund Activity: Q3 2019 in Review

23 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q3 2019, worth a combined $12.5M — down 8% from $13.6M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new GGM positions and 2 closed out — a net gain of 1 holder — while 10 added to existing stakes and 5 trimmed.

The largest buyer was Mid Atlantic Financial Management, adding an estimated $251K. The largest seller was Invesco, cutting an estimated $503K.

  • 23 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q3 2019, up from 22 in Q2 2019.
  • Funds reported $12.5M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q3 2019, down 8% quarter-over-quarter.
  • 3 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q3 2019 and 2 closed out, a net change of +1 holder.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q3 2019 was Mid Atlantic Financial Management, an estimated $251K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q3 2019 was Invesco, an estimated $503K sold.

Based on aggregated 13F filings for Q3 2019.