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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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28 hedge funds and large institutions have $15.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2017 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

40% more funds holding

Funds holding: 20 → 28 (+8)

13% more capital invested

Capital invested by funds: $13.5M → $15.3M (+$1.77M)

Holders
28
Holders Change
+8
Holders Change %
+40%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
8
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$841K
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$660K
3
BTS
BB&T Securities
Virginia
+$502K
4
William Blair & Company
William Blair & Company
Illinois
+$372K
5
OC
Oppenheimer & Co
New York
+$307K

Top Sellers

1
LPL Financial
LPL Financial
California
-$757K
2
SPC
Sigma Planning Corp
Michigan
-$577K
3
Bessemer Group
Bessemer Group
New Jersey
-$232K
4
Invesco
Invesco
Georgia
-$106K
5
UBS Group
UBS Group
Switzerland
-$98.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.15M -$98.3K -4,235 -3%
Bessemer Group
2
Bessemer Group
New Jersey
$1.68M -$232K -10,000 -12%
Invesco
3
Invesco
Georgia
$1.67M -$106K -4,583 -6%
Bank of America
4
Bank of America
North Carolina
$1.39M +$90.4K +3,895 +7%
BTS
5
BB&T Securities
Virginia
$1.13M +$502K +21,617 +80%
SIA
6
Sit Investment Associates
Minnesota
$840K +$841K +36,221 New
GC
7
Guggenheim Capital
Illinois
$835K – – –
RJA
8
Raymond James & Associates
Florida
$780K +$26.3K +1,132 +3%
CIBC Private Wealth Group
9
CIBC Private Wealth Group
Georgia
$659K +$660K +28,430 New
HighTower Advisors
10
HighTower Advisors
Illinois
$459K -$23.2K -1,000 -5%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$450K +$325 +14 +0.1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$378K +$418 +18 +0.1%
William Blair & Company
13
William Blair & Company
Illinois
$371K +$372K +16,002 New
SPC
14
Sigma Planning Corp
Michigan
$366K -$577K -24,871 -61%
Morgan Stanley
15
Morgan Stanley
New York
$312K +$183K +7,889 +142%
OC
16
Oppenheimer & Co
New York
$307K +$307K +13,233 New
AWE
17
Avidian Wealth Enterprises
Texas
$202K +$202K +8,709 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$64K +$63.9K +2,754 New
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$58K +$11.6K +500 +25%
Wells Fargo
20
Wells Fargo
California
$36K +$18.6K +799 +108%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$25K +$25.1K +1,080 New
ECM
22
Estabrook Capital Management
New York
$24.4K – – –
FHA
23
First Horizon Advisors
Tennessee
$23K +$23.2K +1,000 New
RFWA
24
RPg Family Wealth Advisory
Massachusetts
$14.9K – – –
US Bancorp
25
US Bancorp
Minnesota
$9K – – –
1
2

GGM Hedge Fund Activity: Q2 2017 in Review

28 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q2 2017, worth a combined $15.3M — up 13% from $13.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new GGM positions and 1 closed out — a net gain of 8 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $841K. The largest seller was LPL Financial, exiting entirely with an estimated $757K sold.

  • 28 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q2 2017, up from 20 in Q1 2017.
  • Funds reported $15.3M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q2 2017, up 13% quarter-over-quarter.
  • 9 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q2 2017 and 1 closed out, a net change of +8 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q2 2017 was Sit Investment Associates, an estimated $841K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q2 2017 was LPL Financial, an estimated $757K sold.

Based on aggregated 13F filings for Q2 2017.