GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

28 hedge funds and large institutions have $15.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2017 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
28
Holders Change
+8
Holders Change %
+40%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
8
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.15M 135,705 -4,235 -3%
Bessemer Group
2
Bessemer Group
New Jersey
$1.68M 72,621 -10,000 -12%
Invesco
3
Invesco
Georgia
$1.67M 72,144 -4,583 -6%
Bank of America
4
Bank of America
North Carolina
$1.39M 60,057 +3,895 +7%
BTS
5
BB&T Securities
Virginia
$1.13M 48,502 +21,617 +80%
SIA
6
Sit Investment Associates
Minnesota
$840K 36,221 +36,221 New
GC
7
Guggenheim Capital
Illinois
$835K 35,998
RJA
8
Raymond James & Associates
Florida
$780K 33,629 +1,132 +3%
CIBC Private Wealth Group
9
CIBC Private Wealth Group
Georgia
$659K 28,430 +28,430 New
HighTower Advisors
10
HighTower Advisors
Illinois
$459K 19,770 -1,000 -5%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$450K 19,326 +14 +0.1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$378K 16,302 +18 +0.1%
William Blair & Company
13
William Blair & Company
Illinois
$371K 16,002 +16,002 New
SPC
14
Sigma Planning Corp
Michigan
$366K 15,774 -24,871 -61%
Morgan Stanley
15
Morgan Stanley
New York
$312K 13,464 +7,889 +142%
OC
16
Oppenheimer & Co
New York
$307K 13,233 +13,233 New
AWE
17
Avidian Wealth Enterprises
Texas
$202K 8,709 +8,709 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$64K 2,754 +2,754 New
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$58K 2,500 +500 +25%
Wells Fargo
20
Wells Fargo
California
$36K 1,537 +799 +108%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$25K 1,080 +1,080 New
ECM
22
Estabrook Capital Management
New York
$24.4K 1,050
FHA
23
First Horizon Advisors
Tennessee
$23K 1,000 +1,000 New
RFWA
24
RPg Family Wealth Advisory
Massachusetts
$14.9K 644
US Bancorp
25
US Bancorp
Minnesota
$9K 388