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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

25 hedge funds and large institutions have $11.6M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

35% more capital invested

Capital invested by funds: $8.55M → $11.6M (+$3.02M)

14% more funds holding

Funds holding: 2225 (+3)

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
9
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.78M +$56.9K +3,016 +2%
Invesco
2
Invesco
Georgia
$1.81M +$52.9K +2,808 +3%
MAFM
3
Mid Atlantic Financial Management
Pennsylvania
$1.18M -$11.3K -600 -1%
WWMSC
4
Wagner Wealth Management (South Carolina)
South Carolina
$1.1M +$1.05M +55,550 New
Osaic Holdings
5
Osaic Holdings
Arizona
$886K +$597K +31,648 +241%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$567K -$70K -3,715 -11%
PGWM
7
Parisi Gray Wealth Management
New Jersey
$514K +$113K +6,000 +30%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$397K -$7.6K -403 -2%
IWM
9
IHT Wealth Management
Illinois
$392K +$2.13K +113 +0.6%
Bank of America
10
Bank of America
North Carolina
$326K +$144K +7,652 +87%
LPL Financial
11
LPL Financial
California
$310K +$64.4K +3,417 +28%
Truist Financial
12
Truist Financial
North Carolina
$293K -$7.07K -375 -2%
SWP
13
Stratos Wealth Partners
Ohio
$229K +$218K +11,573 New
Mercer Global Advisors
14
Mercer Global Advisors
Colorado
$211K +$201K +10,665 New
Morgan Stanley
15
Morgan Stanley
New York
$183K +$32.4K +1,720 +23%
FWM
16
FSA Wealth Management
Massachusetts
$147K +$140K +7,441 New
Citigroup
17
Citigroup
New York
$85K +$81.2K +4,304 New
BFEC
18
Benjamin F. Edwards & Company
Missouri
$46K -$471 -25 -1%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$27K
Wells Fargo
20
Wells Fargo
California
$25K -$21.3K -1,131 -48%
GWM
21
Geneos Wealth Management
Colorado
$21K +$2.64K +140 +16%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$15K
CTB
23
Country Trust Bank
Illinois
$12K +$11.4K +606 New
RA
24
Reby Advisors
Connecticut
$10K +$9.43K +500 New
US Bancorp
25
US Bancorp
Minnesota
$3K

GGM Hedge Fund Activity: Q4 2020 in Review

25 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q4 2020, worth a combined $11.6M — up 35% from $8.55M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GGM positions and 4 closed out — a net gain of 3 holders — while 9 added to existing stakes and 6 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $597K. The largest seller was HighTower Advisors, exiting entirely with an estimated $367K sold.

  • 25 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q4 2020, up from 22 in Q3 2020.
  • Funds reported $11.6M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q4 2020, up 35% quarter-over-quarter.
  • 7 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q4 2020 and 4 closed out, a net change of +3 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q4 2020 was Osaic Holdings, an estimated $597K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q4 2020 was HighTower Advisors, an estimated $367K sold.

Based on aggregated 13F filings for Q4 2020.