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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

22 hedge funds and large institutions have $8.55M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 2322 (-1)

18% less capital invested

Capital invested by funds: $10.4M → $8.55M (-$1.87M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

64% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 11

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
4
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.44M +$1.53K +85 +0.1%
Invesco
2
Invesco
Georgia
$1.58M -$33K -1,830 -2%
MAFM
3
Mid Atlantic Financial Management
Pennsylvania
$1.13M -$79.2K -4,400 -7%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$575K -$37.9K -2,104 -6%
HighTower Advisors
5
HighTower Advisors
Illinois
$367K -$124K -6,889 -25%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$363K -$20.5K -1,141 -5%
PGWM
7
Parisi Gray Wealth Management
New Jersey
$355K
IWM
8
IHT Wealth Management
Illinois
$350K +$355K +19,695 New
Truist Financial
9
Truist Financial
North Carolina
$270K -$2.54K -141 -0.9%
Osaic Holdings
10
Osaic Holdings
Arizona
$234K +$16.7K +927 +8%
KA
11
Kovack Advisors
Florida
$226K +$2.5K +139 +1%
LPL Financial
12
LPL Financial
California
$218K +$10.8K +602 +5%
Bank of America
13
Bank of America
North Carolina
$156K -$9.67K -537 -6%
Morgan Stanley
14
Morgan Stanley
New York
$133K -$42.1K -2,339 -24%
Wells Fargo
15
Wells Fargo
California
$42K -$78.7K -4,370 -65%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$42K -$16.4K -910 -28%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$25K
GWM
18
Geneos Wealth Management
Colorado
$15K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$14K -$1.84M -102,310 -99%
PAM
20
Panagora Asset Management
Massachusetts
$4K
US Bancorp
21
US Bancorp
Minnesota
$3K
Barclays
22
Barclays
United Kingdom
$1K +$576 +32 New
FWM
23
FSA Wealth Management
Massachusetts
-$74K -4,175 Closed
PAG
24
Private Advisor Group
New Jersey
-$21K -1,200 Closed

GGM Hedge Fund Activity: Q3 2020 in Review

22 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q3 2020, worth a combined $8.55M — down 18% from $10.4M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of GGM and 2 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 4 added.

The largest buyer was IHT Wealth Management, opening a new position worth an estimated $355K. The largest seller was Royal Bank of Canada, cutting an estimated $1.84M.

  • 22 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q3 2020, down from 23 in Q2 2020.
  • Funds reported $8.55M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q3 2020, down 18% quarter-over-quarter.
  • 2 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q3 2020 and 3 closed out, a net change of -1 holder.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q3 2020 was IHT Wealth Management, an estimated $355K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q3 2020 was Royal Bank of Canada, an estimated $1.84M sold.

Based on aggregated 13F filings for Q3 2020.