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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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22 hedge funds and large institutions have $13.6M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2019 Q2 according to their latest regulatory filings, with 0 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

4% less capital invested

Capital invested by funds: $14.2M → $13.6M (-$635K)

4% less funds holding

Funds holding: 23 → 22 (-1)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
9
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$112K
2
CF
Centaurus Financial
California
+$102K
3
MAFM
Mid Atlantic Financial Management
Pennsylvania
+$85.3K
4
HighTower Advisors
HighTower Advisors
Illinois
+$59.3K
5
LPL Financial
LPL Financial
California
+$10K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.03M
2
BTS
BB&T Securities
Virginia
-$129K
3
SWM
SeaCrest Wealth Management
New York
-$88K
4
AG
Advisor Group
Arizona
-$78.1K
5
Invesco
Invesco
Georgia
-$74.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.18M -$104 -5 -0%
Invesco
2
Invesco
Georgia
$1.95M -$74.8K -3,594 -4%
UBS Group
3
UBS Group
Switzerland
$1.75M -$21.4K -1,029 -1%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$1.32M -$915 -44 -0.1%
Morgan Stanley
5
Morgan Stanley
New York
$755K -$1.03M -49,554 -58%
MAFM
6
Mid Atlantic Financial Management
Pennsylvania
$716K +$85.3K +4,100 +14%
HighTower Advisors
7
HighTower Advisors
Illinois
$577K +$59.3K +2,852 +11%
BTS
8
BB&T Securities
Virginia
$457K -$129K -6,181 -22%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$401K +$112K +5,395 +39%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$397K +$270 +13 +0.1%
IWM
11
IHT Wealth Management
Illinois
$294K +$1.33K +64 +0.5%
LPL Financial
12
LPL Financial
California
$247K +$10K +481 +4%
Bank of America
13
Bank of America
North Carolina
$240K -$26.7K -1,283 -10%
CF
14
Centaurus Financial
California
$104K +$102K +4,899 +4,850%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$63K -$18.2K -875 -22%
QCIG
16
Quad-Cities Investment Group
Iowa
$47K +$1.21K +58 +3%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$35K – – –
GWM
18
Geneos Wealth Management
Colorado
$30K – – –
Wells Fargo
19
Wells Fargo
California
$27K +$1.12K +54 +4%
US Bancorp
20
US Bancorp
Minnesota
$3K – – –
AG
21
Advisor Group
Arizona
$2K -$78.1K -3,756 -97%
Barclays
22
Barclays
United Kingdom
$1K – – –
SWM
23
SeaCrest Wealth Management
New York
– -$88K -4,362 Closed

GGM Hedge Fund Activity: Q2 2019 in Review

22 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q2 2019, worth a combined $13.6M — down 4.5% from $14.2M a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of GGM and 0 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 9 added.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $112K. The largest seller was Morgan Stanley, cutting an estimated $1.03M.

  • 22 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q2 2019, down from 23 in Q1 2019.
  • Funds reported $13.6M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q2 2019, down 4.5% quarter-over-quarter.
  • 0 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q2 2019 and 1 closed out, a net change of -1 holder.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q2 2019 was Cambridge Investment Research Advisors, an estimated $112K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q2 2019 was Morgan Stanley, an estimated $1.03M sold.

Based on aggregated 13F filings for Q2 2019.