Quad-Cities Investment Group’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Quad-Cities Investment Group’s Portfolio GGM Stock Details GGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,335	Closed	-$47K	–	786
2019 Q3	$47K	Buy	2,335 +62	+3%	+$1.25K	0.04%	341
2019 Q2	$47K	Buy	2,273 +58	+3%	+$1.21K	0.04%	351
2019 Q1	$45K	Buy	2,215 +256	+13%	+$5.15K	0.04%	354
2018 Q4	$36K	Buy	1,959 +50	+3%	+$1.01K	0.04%	378
2018 Q3	$42K	Buy	1,909 +46	+2%	+$1.02K	0.04%	382
2018 Q2	$40K	Buy	+1,863	New	+$40.9K	0.04%	392

Other funds holding GGM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Quad-Cities Investment Group's GGM Position: Q4 2019 in Review

Quad-Cities Investment Group sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q4 2019, closing a stake of 2,335 shares — an estimated $47K sold.

Quad-Cities Investment Group first reported a position in GGM in Q2 2018 and held it in 6 quarters. The position peaked at $47K in Q3 2019. 22 funds tracked by Wall St. Rank hold GGM as of Q4 2019.

Quad-Cities Investment Group reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q4 2019 after selling out during the quarter.
Quad-Cities Investment Group sold 2,335 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q4 2019, an estimated $47K.
Quad-Cities Investment Group first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q2 2018 and held it in 6 quarters.
Quad-Cities Investment Group's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $47K in Q3 2019.
22 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q4 2019.

Based on Quad-Cities Investment Group's 13F filing for Q4 2019, filed 28 Jan 2020.