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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

27 hedge funds and large institutions have $16.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

23% more capital invested

Capital invested by funds: $13.3M → $16.3M (+$3.04M)

8% more funds holding

Funds holding: 2527 (+2)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.41M +$2.05M +92,430 +86%
UBS Group
2
UBS Group
Switzerland
$2.58M -$16.3K -733 -0.6%
Invesco
3
Invesco
Georgia
$2.36M -$110K -4,975 -4%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$1.63M +$1.02M +46,142 +166%
WWMSC
5
Wagner Wealth Management (South Carolina)
South Carolina
$960K -$95.5K -4,306 -9%
BTS
6
BB&T Securities
Virginia
$796K +$1.46K +66 +0.2%
HighTower Advisors
7
HighTower Advisors
Illinois
$479K
CIBC Private Wealth Group
8
CIBC Private Wealth Group
Georgia
$471K -$92.2K -4,156 -16%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$436K +$2.46K +111 +0.6%
Morgan Stanley
10
Morgan Stanley
New York
$415K +$89K +4,014 +27%
Bank of America
11
Bank of America
North Carolina
$291K -$38.3K -1,728 -12%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$278K -$67.8K -3,057 -20%
LPL Financial
13
LPL Financial
California
$248K +$10K +452 +4%
SPC
14
Sigma Planning Corp
Michigan
$233K -$41.7K -1,879 -15%
OC
15
Oppenheimer & Co
New York
$212K -$4.59K -207 -2%
WSTAM
16
Wilbanks Smith & Thomas Asset Management
Virginia
$172K +$173K +7,816 New
SWM
17
SeaCrest Wealth Management
New York
$99K
BFEC
18
Benjamin F. Edwards & Company
Missouri
$53K +$11.1K +500 +26%
QCIG
19
Quad-Cities Investment Group
Iowa
$42K +$1.02K +46 +2%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$37K
GWM
21
Geneos Wealth Management
Colorado
$32K
Wells Fargo
22
Wells Fargo
California
$23K -$13.3K -599 -37%
AG
23
Advisor Group
Arizona
$22K
US Bancorp
24
US Bancorp
Minnesota
$9K
Citigroup
25
Citigroup
New York
$8K +$7.65K +345 New

GGM Hedge Fund Activity: Q3 2018 in Review

27 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q3 2018, worth a combined $16.3M — up 23% from $13.3M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new GGM positions and 1 closed out — a net gain of 2 holders — while 8 added to existing stakes and 9 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $2.05M. The largest seller was Invesco, cutting an estimated $110K.

  • 27 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q3 2018, up from 25 in Q2 2018.
  • Funds reported $16.3M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q3 2018, up 23% quarter-over-quarter.
  • 3 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q3 2018 and 1 closed out, a net change of +2 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q3 2018 was Royal Bank of Canada, an estimated $2.05M added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q3 2018 was Invesco, an estimated $110K sold.

Based on aggregated 13F filings for Q3 2018.