GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Overview Fund Activity
Delisted

GGM was delisted on the 22nd of October, 2021.

Back to rankings

27 hedge funds and large institutions have $16.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 1 closing their positions.

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
8
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.41M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.63M
3
WSTAM
3
Wilbanks Smith & Thomas Asset Management
Virginia
$172K
4
Morgan Stanley
4
Morgan Stanley
New York
$415K
5
BFEC
5
Benjamin F. Edwards & Company
Missouri
$53K

Top Sellers

1
Invesco
1
Invesco
Georgia
$2.36M
2
WWM
2
Wagner Wealth Management
South Carolina
$960K
3
CIBC Private Wealth Group
3
CIBC Private Wealth Group
Georgia
$471K
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$278K
5
SPC
5
Sigma Planning Corp
Michigan
$233K
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.41M 200,307 +92,430 +86%
UBS Group
2
UBS Group
Switzerland
$2.58M 117,259 -733 -0.6%
Invesco
3
Invesco
Georgia
$2.36M 107,293 -4,975 -4%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$1.63M 73,875 +46,142 +166%
WWM
5
Wagner Wealth Management
South Carolina
$960K 43,578 -4,306 -9%
BTS
6
BB&T Securities
Virginia
$796K 36,172 +66 +0.2%
HighTower Advisors
7
HighTower Advisors
Illinois
$479K 21,770 – –
CIBC Private Wealth Group
8
CIBC Private Wealth Group
Georgia
$471K 21,376 -4,156 -16%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$436K 19,853 +111 +0.6%
Morgan Stanley
10
Morgan Stanley
New York
$415K 18,866 +4,014 +27%
Bank of America
11
Bank of America
North Carolina
$291K 13,205 -1,728 -12%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$278K 12,619 -3,057 -20%
LPL Financial
13
LPL Financial
California
$248K 11,248 +452 +4%
SPC
14
Sigma Planning Corp
Michigan
$233K 10,579 -1,879 -15%
OC
15
Oppenheimer & Co
New York
$212K 9,640 -207 -2%
WSTAM
16
Wilbanks Smith & Thomas Asset Management
Virginia
$172K 7,816 +7,816 New
SWM
17
SeaCrest Wealth Management
New York
$99K 4,516 – –
BFEC
18
Benjamin F. Edwards & Company
Missouri
$53K 2,410 +500 +26%
QCIG
19
Quad-Cities Investment Group
Iowa
$42K 1,909 +46 +2%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$37K 1,669 – –
GWM
21
Geneos Wealth Management
Colorado
$32K 1,465 – –
Wells Fargo
22
Wells Fargo
California
$23K 1,037 -599 -37%
AG
23
Advisor Group
Arizona
$22K 1,000 – –
US Bancorp
24
US Bancorp
Minnesota
$9K 388 – –
Citigroup
25
Citigroup
New York
$8K 345 +345 New
1
2