GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Overview Fund Activity
Delisted

GGM was delisted on the 22nd of October, 2021.

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30 hedge funds and large institutions have $16.1M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
6
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WWM
1
Wagner Wealth Management
South Carolina
$885K
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$858K
3
SFS
3
Shaker Financial Services
Virginia
$760K
4
WAM
4
Wolverine Asset Management
Illinois
$568K
5
CCP
5
Clough Capital Partners
Massachusetts
$474K

Top Sellers

1
Bessemer Group
1
Bessemer Group
New Jersey
$2K
2
GC
2
Guggenheim Capital
Illinois
$0
3
CIBC Private Wealth Group
3
CIBC Private Wealth Group
Georgia
$560K
4
SIA
4
Sit Investment Associates
Minnesota
$641K
5
BTS
5
BB&T Securities
Virginia
$948K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.09M 140,886 -3,047 -2%
Invesco
2
Invesco
Georgia
$1.65M 75,421 +1,870 +3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.58M 71,927 +790 +1%
BTS
4
BB&T Securities
Virginia
$948K 43,231 -9,586 -18%
WWM
5
Wagner Wealth Management
South Carolina
$885K 40,722 +40,722 New
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$858K 39,098 +35,435 +967%
SFS
7
Shaker Financial Services
Virginia
$760K 34,659 +34,659 New
RJA
8
Raymond James & Associates
Florida
$740K 33,734 +449 +1%
SIA
9
Sit Investment Associates
Minnesota
$641K 29,221 -11,000 -27%
WAM
10
Wolverine Asset Management
Illinois
$568K 25,919 +25,919 New
CIBC Private Wealth Group
11
CIBC Private Wealth Group
Georgia
$560K 25,532 -11,900 -32%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$515K 23,499 -874 -4%
CCP
13
Clough Capital Partners
Massachusetts
$474K 21,600 +21,600 New
HighTower Advisors
14
HighTower Advisors
Illinois
$429K 19,570 -200 -1%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$423K 19,270 +11 +0.1%
Bank of America
16
Bank of America
North Carolina
$377K 17,188 -5,056 -23%
Morgan Stanley
17
Morgan Stanley
New York
$370K 16,855 +1,405 +9%
OC
18
Oppenheimer & Co
New York
$305K 13,908 -801 -5%
SPC
19
Sigma Planning Corp
Michigan
$275K 12,525 -2,784 -18%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$231K 10,515 -400 -4%
SWM
21
SeaCrest Wealth Management
New York
$224K 10,231 +10,231 New
BBI
22
Baxter Bros Inc
Connecticut
$89K 10,000 +10,000 New
Wells Fargo
23
Wells Fargo
California
$52K 2,336 -1 -0%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$37K 1,669 -2,000 -55%
RFWA
25
RPg Family Wealth Advisory
Massachusetts
$14.1K 644 – –
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