We are live on ! Find out more
GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

30 hedge funds and large institutions have $16.1M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

11% more funds holding

Funds holding: 2730 (+3)

3% more capital invested

Capital invested by funds: $15.6M → $16.1M (+$518K)

54% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 13

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.09M -$68.2K -3,047 -2%
Invesco
2
Invesco
Georgia
$1.65M +$41.9K +1,870 +3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.58M +$17.7K +790 +1%
BTS
4
BB&T Securities
Virginia
$948K -$215K -9,586 -18%
WWMSC
5
Wagner Wealth Management (South Carolina)
South Carolina
$885K +$912K +40,722 New
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$858K +$793K +35,435 +967%
SFS
7
Shaker Financial Services
Virginia
$760K +$776K +34,659 New
RJA
8
Raymond James & Associates
Florida
$740K +$10.1K +449 +1%
SIA
9
Sit Investment Associates
Minnesota
$641K -$246K -11,000 -27%
WAM
10
Wolverine Asset Management
Illinois
$568K +$580K +25,919 New
CIBC Private Wealth Group
11
CIBC Private Wealth Group
Georgia
$560K -$266K -11,900 -32%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$515K -$19.6K -874 -4%
CCP
13
Clough Capital Partners
Massachusetts
$474K +$484K +21,600 New
HighTower Advisors
14
HighTower Advisors
Illinois
$429K -$4.48K -200 -1%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$423K +$246 +11 +0.1%
Bank of America
16
Bank of America
North Carolina
$377K -$113K -5,056 -23%
Morgan Stanley
17
Morgan Stanley
New York
$370K +$31.5K +1,405 +9%
OC
18
Oppenheimer & Co
New York
$305K -$17.9K -801 -5%
SPC
19
Sigma Planning Corp
Michigan
$275K -$62.3K -2,784 -18%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$231K -$8.96K -400 -4%
SWM
21
SeaCrest Wealth Management
New York
$224K +$229K +10,231 New
BBI
22
Baxter Bros Inc
Connecticut
$89K +$224K +10,000 New
Wells Fargo
23
Wells Fargo
California
$52K -$22 -1 -0%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$37K -$44.8K -2,000 -55%
RFWA
25
RPg Family Wealth Advisory
Massachusetts
$14.1K

GGM Hedge Fund Activity: Q4 2017 in Review

30 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q4 2017, worth a combined $16.1M — up 3.3% from $15.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GGM positions and 3 closed out — a net gain of 3 holders — while 6 added to existing stakes and 13 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $793K. The largest seller was Bessemer Group, cutting an estimated $862K.

  • 30 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q4 2017, up from 27 in Q3 2017.
  • Funds reported $16.1M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q4 2017, up 3.3% quarter-over-quarter.
  • 6 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q4 2017 and 3 closed out, a net change of +3 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q4 2017 was Ladenburg Thalmann Financial Services, an estimated $793K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q4 2017 was Bessemer Group, an estimated $862K sold.

Based on aggregated 13F filings for Q4 2017.