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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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31 hedge funds and large institutions have $15.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2021 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

15% more funds holding

Funds holding: 27 → 31 (+4)

12% more capital invested

Capital invested by funds: $13.7M → $15.3M (+$1.63M)

58% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 12

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
5
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
YCM
Yakira Capital Management
Connecticut
+$894K
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$346K
3
Osaic Holdings
Osaic Holdings
Arizona
+$260K
4
Invesco
Invesco
Georgia
+$87.5K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$70.9K

Top Sellers

1
MAFM
Mid Atlantic Financial Management
Pennsylvania
-$222K
2
SWM
Spire Wealth Management
Virginia
-$167K
3
AIC
Ameritas Investment Company
Nebraska
-$118K
4
IWM
IHT Wealth Management
Illinois
-$82.8K
5
UBS Group
UBS Group
Switzerland
-$70.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.12M -$70.2K -3,326 -2%
Osaic Holdings
2
Osaic Holdings
Arizona
$2.17M +$260K +12,334 +14%
Invesco
3
Invesco
Georgia
$2.16M +$87.5K +4,144 +4%
WWMSC
4
Wagner Wealth Management (South Carolina)
South Carolina
$1.25M -$8.64K -409 -0.7%
YCM
5
Yakira Capital Management
Connecticut
$926K +$894K +42,325 New
Baird Financial Group
6
Baird Financial Group
Wisconsin
$651K +$5.47K +259 +0.9%
PGWM
7
Parisi Gray Wealth Management
New Jersey
$569K – – –
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$502K -$21.1K -999 -4%
Bank of America
9
Bank of America
North Carolina
$482K -$21K -994 -4%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$437K -$30K -1,422 -7%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$394K -$222K -10,500 -37%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$358K +$346K +16,379 New
SWM
13
SeaCrest Wealth Management
New York
$331K +$38K +1,800 +13%
IWM
14
IHT Wealth Management
Illinois
$316K -$82.8K -3,923 -21%
Truist Financial
15
Truist Financial
North Carolina
$315K -$10.1K -476 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$301K +$70.9K +3,357 +32%
Morgan Stanley
17
Morgan Stanley
New York
$272K -$5.07K -240 -2%
SWP
18
Stratos Wealth Partners
Ohio
$253K – – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$204K – – –
CF
20
Centaurus Financial
California
$109K – – –
ASN
21
Advisory Services Network
Georgia
$59K +$57.1K +2,706 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$46K -$2.11K -100 -5%
Wells Fargo
23
Wells Fargo
California
$27K -$21 -1 -0.1%
GWM
24
Geneos Wealth Management
Colorado
$22K – – –
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$21K +$21.1K +1,000 New
1
2

GGM Hedge Fund Activity: Q2 2021 in Review

31 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q2 2021, worth a combined $15.3M — up 12% from $13.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GGM positions and 2 closed out — a net gain of 4 holders — while 5 added to existing stakes and 12 trimmed.

The largest buyer was Yakira Capital Management, opening a new position worth an estimated $894K. The largest seller was Mid Atlantic Financial Management, cutting an estimated $222K.

  • 31 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q2 2021, up from 27 in Q1 2021.
  • Funds reported $15.3M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q2 2021, up 12% quarter-over-quarter.
  • 6 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q2 2021 and 2 closed out, a net change of +4 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q2 2021 was Yakira Capital Management, an estimated $894K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q2 2021 was Mid Atlantic Financial Management, an estimated $222K sold.

Based on aggregated 13F filings for Q2 2021.