GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Overview Fund Activity
Delisted

GGM was delisted on the 22nd of October, 2021.

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31 hedge funds and large institutions have $15.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2021 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 2 closing their positions.

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
5
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
YCM
1
Yakira Capital Management
Connecticut
$926K
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$358K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$2.17M
4
Invesco
4
Invesco
Georgia
$2.16M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$301K

Top Sellers

1
MAFM
1
Mid Atlantic Financial Management
Pennsylvania
$394K
2
SWM
2
Spire Wealth Management
Virginia
$0
3
AIC
3
Ameritas Investment Company
Nebraska
$0
4
IWM
4
IHT Wealth Management
Illinois
$316K
5
UBS Group
5
UBS Group
Switzerland
$3.12M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.12M 142,566 -3,326 -2%
Osaic Holdings
2
Osaic Holdings
Arizona
$2.17M 99,174 +12,334 +14%
Invesco
3
Invesco
Georgia
$2.16M 98,711 +4,144 +4%
WWM
4
Wagner Wealth Management
South Carolina
$1.25M 57,117 -409 -0.7%
YCM
5
Yakira Capital Management
Connecticut
$926K 42,325 +42,325 New
Baird Financial Group
6
Baird Financial Group
Wisconsin
$651K 29,758 +259 +0.9%
PGWM
7
Parisi Gray Wealth Management
New Jersey
$569K 26,000 – –
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$502K 22,954 -999 -4%
Bank of America
9
Bank of America
North Carolina
$482K 22,032 -994 -4%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$437K 19,967 -1,422 -7%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$394K 18,000 -10,500 -37%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$358K 16,379 +16,379 New
SWM
13
SeaCrest Wealth Management
New York
$331K 15,156 +1,800 +13%
IWM
14
IHT Wealth Management
Illinois
$316K 14,464 -3,923 -21%
Truist Financial
15
Truist Financial
North Carolina
$315K 14,383 -476 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$301K 13,798 +3,357 +32%
Morgan Stanley
17
Morgan Stanley
New York
$272K 12,425 -240 -2%
SWP
18
Stratos Wealth Partners
Ohio
$253K 11,573 – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$204K 9,307 – –
CF
20
Centaurus Financial
California
$109K 5,000 – –
ASN
21
Advisory Services Network
Georgia
$59K 2,706 +2,706 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$46K 2,100 -100 -5%
Wells Fargo
23
Wells Fargo
California
$27K 1,237 -1 -0.1%
GWM
24
Geneos Wealth Management
Colorado
$22K 1,040 – –
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$21K 1,000 +1,000 New
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