Rockefeller Capital Management’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,000	Closed	-$20K	–	4130
2021 Q3	$20K	Hold	1,000	–	–	﹤0.01%	2604
2021 Q2	$21K	Buy	+1,000	New	+$21K	﹤0.01%	2476