We are live on ! Find out more
GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

Back to rankings

31 hedge funds and large institutions have $21.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

39% more capital invested

Capital invested by funds: $15.3M → $21.3M (+$6.01M)

0% more funds holding

Funds holding: 31 → 31 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

Holders
31
Holders Change
–
Holders Change %
0%
% of All Funds
0.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
4
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
YCM
Yakira Capital Management
Connecticut
+$6.4M
2
CCP
Clough Capital Partners
Massachusetts
+$867K
3
CL
CSS LLC
Illinois
+$442K
4
UBS Group
UBS Group
Switzerland
+$387K
5
Osaic Holdings
Osaic Holdings
Arizona
+$286K

Top Sellers

1
WWMSC
Wagner Wealth Management (South Carolina)
South Carolina
-$1.25M
2
MAFM
Mid Atlantic Financial Management
Pennsylvania
-$394K
3
SWM
SeaCrest Wealth Management
New York
-$331K
4
IWM
IHT Wealth Management
Illinois
-$316K
5
Truist Financial
Truist Financial
North Carolina
-$315K
Name Holding Trade Value Shares
Change 		Change in
Stake
YCM
1
Yakira Capital Management
Connecticut
$7.03M +$6.4M +296,773 +701%
UBS Group
2
UBS Group
Switzerland
$3.33M +$387K +17,943 +13%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.33M +$286K +13,237 +13%
Invesco
4
Invesco
Georgia
$1.91M -$139K -6,439 -7%
CCP
5
Clough Capital Partners
Massachusetts
$834K +$867K +40,200 New
Baird Financial Group
6
Baird Financial Group
Wisconsin
$796K +$186K +8,611 +29%
PGWM
7
Parisi Gray Wealth Management
New Jersey
$539K – – –
Bank of America
8
Bank of America
North Carolina
$449K -$7.74K -359 -2%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$446K +$110K +5,114 +31%
Morgan Stanley
10
Morgan Stanley
New York
$429K +$178K +8,250 +66%
CL
11
CSS LLC
Illinois
$425K +$442K +20,486 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$416K -$62K -2,872 -13%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$414K +$367 +17 +0.1%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$300K +$15.4K +714 +5%
VF
15
Virtu Financial
New York
$265K +$276K +12,775 New
SWP
16
Stratos Wealth Partners
Ohio
$240K – – –
DC
17
Davenport & Co
Virginia
$225K +$234K +10,847 New
Mercer Global Advisors
18
Mercer Global Advisors
Colorado
$221K +$230K +10,665 New
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$175K +$182K +8,447 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$166K -$27.7K -1,282 -14%
Wells Fargo
21
Wells Fargo
California
$109K +$86.2K +3,998 +323%
CF
22
Centaurus Financial
California
$104K – – –
BFEC
23
Benjamin F. Edwards & Company
Missouri
$44K – – –
SAM
24
Strategic Asset Management
Minnesota
$40K +$40.1K +1,858 New
GWM
25
Geneos Wealth Management
Colorado
$31K +$10.8K +500 +48%
1
2

GGM Hedge Fund Activity: Q3 2021 in Review

31 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q3 2021, worth a combined $21.3M — up 39% from $15.3M a quarter earlier.

Fund positioning in GGM was balanced in Q3 2021: 8 funds opened new positions, 8 closed out, 11 added to existing stakes and 4 trimmed.

The largest buyer was Yakira Capital Management, adding an estimated $6.4M. The largest seller was Wagner Wealth Management (South Carolina), exiting entirely with an estimated $1.25M sold.

  • 31 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $21.3M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q3 2021, up 39% quarter-over-quarter.
  • 8 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q3 2021 and 8 closed out, a net change of 0 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q3 2021 was Yakira Capital Management, an estimated $6.4M added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q3 2021 was Wagner Wealth Management (South Carolina), an estimated $1.25M sold.

Based on aggregated 13F filings for Q3 2021.