GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Overview Fund Activity
Delisted

GGM was delisted on the 22nd of October, 2021.

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31 hedge funds and large institutions have $21.3M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 8 closing their positions.

Holders
31
Holders Change
–
Holders Change %
0%
% of All Funds
0.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
4
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
YCM
1
Yakira Capital Management
Connecticut
$7.03M
2
CCP
2
Clough Capital Partners
Massachusetts
$834K
3
CL
3
CSS LLC
Illinois
$425K
4
UBS Group
4
UBS Group
Switzerland
$3.33M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$2.33M

Top Sellers

1
WWM
1
Wagner Wealth Management
South Carolina
$0
2
MAFM
2
Mid Atlantic Financial Management
Pennsylvania
$0
3
SWM
3
SeaCrest Wealth Management
New York
$0
4
IWM
4
IHT Wealth Management
Illinois
$0
5
Truist Financial
5
Truist Financial
North Carolina
$0
Name Market Value Shares Shares
Change 		Shares
Change %
YCM
1
Yakira Capital Management
Connecticut
$7.03M 339,098 +296,773 +701%
UBS Group
2
UBS Group
Switzerland
$3.33M 160,509 +17,943 +13%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.33M 112,411 +13,237 +13%
Invesco
4
Invesco
Georgia
$1.91M 92,272 -6,439 -7%
CCP
5
Clough Capital Partners
Massachusetts
$834K 40,200 +40,200 New
Baird Financial Group
6
Baird Financial Group
Wisconsin
$796K 38,369 +8,611 +29%
PGWM
7
Parisi Gray Wealth Management
New Jersey
$539K 26,000 – –
Bank of America
8
Bank of America
North Carolina
$449K 21,673 -359 -2%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$446K 21,493 +5,114 +31%
Morgan Stanley
10
Morgan Stanley
New York
$429K 20,675 +8,250 +66%
CL
11
CSS LLC
Illinois
$425K 20,486 +20,486 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$416K 20,082 -2,872 -13%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$414K 19,984 +17 +0.1%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$300K 14,512 +714 +5%
VF
15
Virtu Financial
New York
$265K 12,775 +12,775 New
SWP
16
Stratos Wealth Partners
Ohio
$240K 11,573 – –
DC
17
Davenport & Co
Virginia
$225K 10,847 +10,847 New
Mercer Global Advisors
18
Mercer Global Advisors
Colorado
$221K 10,665 +10,665 New
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$175K 8,447 +8,447 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$166K 8,025 -1,282 -14%
Wells Fargo
21
Wells Fargo
California
$109K 5,235 +3,998 +323%
CF
22
Centaurus Financial
California
$104K 5,000 – –
BFEC
23
Benjamin F. Edwards & Company
Missouri
$44K 2,100 – –
SAM
24
Strategic Asset Management
Minnesota
$40K 1,858 +1,858 New
GWM
25
Geneos Wealth Management
Colorado
$31K 1,540 +500 +48%
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