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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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15 hedge funds and large institutions have $9.67M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

15% more funds holding

Funds holding: 13 → 15 (+2)

17% less capital invested

Capital invested by funds: $11.7M → $9.67M (-$2.04M)

50% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 6

Holders
15
Holders Change
+2
Holders Change %
+15.38%
% of All Funds
0.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
3
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
Doliver Advisors
Texas
+$446K
2
BTS
BB&T Securities
Virginia
+$250K
3
SFS
Shaker Financial Services
Virginia
+$223K
4
Bank of America
Bank of America
North Carolina
+$45.3K
5
ECM
Estabrook Capital Management
New York
+$22.7K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.84M
2
UBS Group
UBS Group
Switzerland
-$186K
3
TRCT
Tower Research Capital (TRC)
New York
-$37K
4
Invesco
Invesco
Georgia
-$36K
5
BRWM
B. Riley Wealth Management
Tennessee
-$18K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.13M -$186K -8,602 -5%
Bessemer Group
2
Bessemer Group
New Jersey
$1.99M -$6.47K -300 -0.3%
BTS
3
BB&T Securities
Virginia
$1.28M +$250K +11,587 +22%
Invesco
4
Invesco
Georgia
$1.19M -$36K -1,671 -3%
HighTower Advisors
5
HighTower Advisors
Illinois
$431K – – –
DA
6
Doliver Advisors
Texas
$412K +$446K +20,679 New
Stifel Financial
7
Stifel Financial
Missouri
$329K +$10.8K +500 +3%
SPC
8
Sigma Planning Corp
Michigan
$252K +$17.6K +817 +7%
SFS
9
Shaker Financial Services
Virginia
$206K +$223K +10,353 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$175K -$17.4K -807 -8%
Wells Fargo
11
Wells Fargo
California
$99K -$10.6K -492 -9%
Morgan Stanley
12
Morgan Stanley
New York
$80K -$1.84M -85,098 -95%
Bank of America
13
Bank of America
North Carolina
$42K +$45.3K +2,100 New
MFS
14
MSI Financial Services
Massachusetts
$28K – – –
ECM
15
Estabrook Capital Management
New York
$20.9K +$22.7K +1,050 New
TRCT
16
Tower Research Capital (TRC)
New York
– -$37K -1,700 Closed
BRWM
17
B. Riley Wealth Management
Tennessee
– -$18K -845 Closed

GGM Hedge Fund Activity: Q3 2015 in Review

15 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q3 2015, worth a combined $9.67M — down 17% from $11.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new GGM positions and 2 closed out — a net gain of 2 holders — while 3 added to existing stakes and 6 trimmed.

The largest buyer was Doliver Advisors, opening a new position worth an estimated $446K. The largest seller was Morgan Stanley, cutting an estimated $1.84M.

  • 15 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q3 2015, up from 13 in Q2 2015.
  • Funds reported $9.67M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q3 2015, down 17% quarter-over-quarter.
  • 4 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q3 2015 and 2 closed out, a net change of +2 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q3 2015 was Doliver Advisors, an estimated $446K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q3 2015 was Morgan Stanley, an estimated $1.84M sold.

Based on aggregated 13F filings for Q3 2015.