TRCT
GGM

Tower Research Capital (TRC)’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Tower Research Capital (TRC)’s Portfolio GGM Stock Details GGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-478
Closed -$11K – 4625
2016
Q3 		$11K Hold
478
– – ﹤0.01% 2022
2016
Q2 		$10K Sell
478
-219
-31% -$4.34K ﹤0.01% 2854
2016
Q1 		$14K Buy
+697
New +$13K ﹤0.01% 1653
2015
Q3 		– Sell
-1,700
Closed -$37K – 5061
2015
Q2 		$37K Buy
1,700
+1,600
+1,600% +$36.8K ﹤0.01% 1605
2015
Q1 		$2K Buy
+100
New +$2.25K ﹤0.01% 3869
2014
Q4 		– Sell
-1,432
Closed -$34K – 4940
2014
Q3 		$34K Sell
1,432
-168
-11% -$4.07K ﹤0.01% 1869
2014
Q2 		$40K Buy
+1,600
New +$38.9K 0.01% 1408
2014
Q1 		– Sell
-30
Closed -$1K – 5129
2013
Q4 		$1K Sell
30
-1,070
-97% -$24.3K ﹤0.01% 4292
2013
Q3 		$26K Buy
+1,100
New +$26.8K ﹤0.01% 2494

Other funds holding GGM

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
SPC
Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Tower Research Capital (TRC)'s GGM Position: Q4 2016 in Review

Tower Research Capital (TRC) sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q4 2016, closing a stake of 478 shares — an estimated $11K sold.

Tower Research Capital (TRC) first reported a position in GGM in Q3 2013 and held it in 9 quarters. The position peaked at $40K in Q2 2014. 20 funds tracked by Wall St. Rank hold GGM as of Q4 2016.

  • Tower Research Capital (TRC) reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q4 2016 after selling out during the quarter.
  • Tower Research Capital (TRC) sold 478 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q4 2016, an estimated $11K.
  • Tower Research Capital (TRC) first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q3 2013 and held it in 9 quarters.
  • Tower Research Capital (TRC)'s GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $40K in Q2 2014.
  • 20 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q4 2016.

Based on Tower Research Capital (TRC)'s 13F filing for Q4 2016, filed 3 Feb 2017.